C.E. UNTERBERG TOWBIN ADVISORS, LLC
Legal name: C.E. UNTERBERG, TOWBIN ADVISORS, LLC
CRD #107244 SEC #801-43696 NEW YORK, NY 212-389-8000
SEC Registered
Total AUM
$10.4M
Discretionary
$10.4M
Employees
5
Clients
0
Accounts
2
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2009 | $10.4M | $10.4M | $0 | 5 | -- |
| Oct 2007 | $489M | $0 | $489M | 10 | -- |
| May 2007 | $75M | $0 | $75M | 10 | -- |
| Feb 2006 | $55M | $55M | $0 | 10 | -- |
| Jun 2005 | $100M | $100M | $0 | 10 | -- |
| Jun 2005 | $100M | $100M | $0 | 10 | -- |
| Dec 2003 | $314.4M | $314.4M | $0 | 10 | -- |
| Apr 2002 | $483.6M | $483.6M | $0 | 10 | -- |
| Aug 2001 | $350M | $350M | $0 | 10 | -- |
DateSep 2009
Total AUM$10.4M
Discretionary$10.4M
Non-Disc.$0
Employees5
Clients--
DateOct 2007
Total AUM$489M
Discretionary$0
Non-Disc.$489M
Employees10
Clients--
DateMay 2007
Total AUM$75M
Discretionary$0
Non-Disc.$75M
Employees10
Clients--
DateFeb 2006
Total AUM$55M
Discretionary$55M
Non-Disc.$0
Employees10
Clients--
DateJun 2005
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees10
Clients--
DateJun 2005
Total AUM$100M
Discretionary$100M
Non-Disc.$0
Employees10
Clients--
DateDec 2003
Total AUM$314.4M
Discretionary$314.4M
Non-Disc.$0
Employees10
Clients--
DateApr 2002
Total AUM$483.6M
Discretionary$483.6M
Non-Disc.$0
Employees10
Clients--
DateAug 2001
Total AUM$350M
Discretionary$350M
Non-Disc.$0
Employees10
Clients--