DKR CAPITAL INC.
CRD #107245 SEC #801-53503 STAMFORD, CT 203-324-8400
SEC Registered
Total AUM
--
Discretionary
--
Employees
10
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURGER, BARBARA | I | GENERAL COUNSEL/ COMPLIANCE OFFICER/SVP | NA | |
| BURGER, BARBARA | I | GENERAL COUNSEL/ COMPLIANCE OFFICER/SVP | NA | |
| BURGER, BARBARA | I | GENERAL COUNSEL/ COMPLIANCE OFFICER/SVP | NA | |
| BURGER, BARBARA | I | GENERAL COUNSEL/ COMPLIANCE OFFICER/SVP | NA | |
| BURGER, BARBARA | I | GENERAL COUNSEL/ COMPLIANCE OFFICER/SVP | NA | |
| GIORDANO, ANTHONY | I | DIRECTOR/ COO / SVP | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR/SVP | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR/ COO / SVP | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR/SVP | NA | Control |
| GIORDANO, ANTHONY | I | DIRECTOR/SVP | NA | Control |
| LEIF, FREDERIC, I. | I | VICE PRESIDENT/ CFO | NA | |
| LEIF, FREDERIC, I. | I | VICE PRESIDENT/ CFO | NA | |
| LEIF, FREDERIC, I. | I | VICE PRESIDENT/ CFO | NA | |
| LEIF, FREDERIC, I. | I | VICE PRESIDENT/ CFO | NA | |
| LEIF, FREDERIC, I. | I | VICE PRESIDENT/ CFO | NA | |
| MALTBY, JOHN, EDWARD | I | SENIOR VICE PRESIDENT/ CIO | NA | |
| MALTBY, JOHN, EDWARD | I | SENIOR VICE PRESIDENT/ CIO/COO | NA | |
| MALTBY, JOHN, EDWARD | I | SENIOR VICE PRESIDENT/ CIO | NA | |
| MALTBY, JOHN, EDWARD | I | SENIOR VICE PRESIDENT/ CIO/COO | NA | |
| MALTBY, JOHN, EDWARD | I | SENIOR VICE PRESIDENT/ CIO/COO | NA | |
| KLEIN, BARRY | I | OWNERSHIP | E | Control |
| DAVIS, GARY, STEPHEN | I | DIRECTOR/ PRESIDENT/ CEO | D | Control |
| DAVIS, GARY, STEPHEN | I | DIRECTOR/ PRESIDENT/ CEO | D | Control |
| DAVIS, GARY, STEPHEN | I | DIRECTOR/ PRESIDENT/ CEO | D | Control |
| DAVIS, GARY, STEPHEN | I | DIRECTOR/ PRESIDENT/ CEO | D | Control |
| DAVIS, GARY, STEPHEN | I | DIRECTOR/ PRESIDENT/ CEO | D | Control |
| KLEIN, BARRY | I | OWNERSHIP | D | Control |
| KLEIN, BARRY | I | OWNERSHIP | D | Control |
| KLEIN, BARRY | I | OWNERSHIP | D | Control |
| KLEIN, BARRY | I | OWNERSHIP | D | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (1)
CT
Address
1281 EAST MAIN ST3RD FL
STAMFORD, CT 6902
USA
Phone: 203-324-8400