PPM AMERICA, INC.
Legal name: PPM AMERICA INC
CRD #107269 SEC #801-40783 CHICAGO, IL 312-634-2500
SEC Registered Private Funds
Total AUM
$74.5B
Discretionary
$74B
Employees
212
Clients
--
Accounts
59
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 6
- LEI
- JJRYDUHUMCZ72M58YS96
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR | NA | |
| BALESTRIERI, ANTHONY, GERARD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARNICLE, THOMAS, EDWARD | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | AVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | AVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARRUS, THOMAS, RICHARD | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| BINIORIS, SAVVAS, PANAGIOTIS | I | DIRECTOR | NA | |
| BINIORIS, SAVVAS, PANAGIOTIS | I | DIRECTOR | NA | |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| CAPASSO, MARY, T | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, GENERAL COUNSEL, DIRECTOR | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Davidson, Grant | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| GORCHOW, BRUCE, DAVID | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| GORCHOW, BRUCE, DAVID | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| GORCHOW, BRUCE, DAVID | I | EXECUTIVE VICE PRESIDENT, DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| HYATTE, THOMAS, PAUL | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| Harris, Bradley, Olan | I | DIRECTOR | NA | Control |
| JOHNSON, LEANDRA, KNES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| JOHNSON, LEANDRA, KNES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| Jordan, Oliver | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CO-CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CO-CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA | I | CO-CHAIRMAN OF THE BOARD, EXECUTIVE CHAIR, DIRECTOR | NA | Control |
| KNES, LEANDRA, ROSE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA, ROSE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA, ROSE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| KNES, LEANDRA, ROSE | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANDICH, MARK, BERNARD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MANNING, CLARK, PRESTON | I | CHAIR OF THE BOARD, DIRECTOR | NA | Control |
| MANNING, CLARK, PRESTON | I | CHAIR OF THE BOARD, DIRECTOR | NA | Control |
| MANNING, CLARK, PRESTON | I | CHAIR OF THE BOARD, DIRECTOR | NA | Control |
| MANNING, CLARK, PRESTON | I | CHAIR OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CO-CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CO-CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CO-CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| MYERS, PAUL, CHADWICK | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| RAUB, CHRISTOPHER, ALLEN | I | DIRECTOR | NA | |
| RAUB, CHRISTOPHER, ALLEN | I | DIRECTOR | NA | |
| RAUB, CHRISTOPHER, ALLEN | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| REED, ALISON, RUSS | I | DIRECTOR | NA | |
| Rapier, Dana, Scamarcia | I | DIRECTOR | NA | |
| Rapier, Dana, Scamarcia | I | DIRECTOR | NA | |
| Rapier, Dana, Scamarcia | I | DIRECTOR | NA | |
| Rapier, Dana, Scamarcia | I | DIRECTOR | NA | |
| Rapier, Dana, Scamarcia | I | DIRECTOR | NA | |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SEEGERS, LORI, C | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR | NA | |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SMITH, CRAIG, DONALD | I | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| SOPHA, JAMES, RONALD | I | DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WELLS, MICHAEL, ANDREW | I | CHAIRMAN OF THE BOARD, DIRECTOR | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| WETHERELL, WESTON, BARTLEY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | DIRECTOR | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, JAMES, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| PPM HOLDINGS, INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOKE (HOLDCO 1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO 1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO 1) INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE GP | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE (HOLDCO1) INC. | DE | BROOKE UK LLC | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE GP | DE | NICOLE FINANCE INC. | E | Control |
| BROOKE HOLDINGS (UK)LIMITED | FE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS (UK)LIMITED | FE | BROOKE HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE HOLDINGS, INC. | DE | PPM HOLDINGS, INC. | E | Control |
| BROOKE LLC | DE | PUS HOLDCO 1 LIMITED | E | Control |
| BROOKE LLC | DE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| BROOKE LLC | DE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| BROOKE UK LLC | FE | NICOLE FINANCE INC. | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LIMITED | E | Control |
| HOLBORN DELAWARE CORPORATION | DE | BROOKE HOLDINGS (UK) LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PUS HOLDCO2 LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PRUDENTIAL (US HOLDCO2) LIMITED | E | Control |
| HOLBORN DELAWARE LLC | DE | PRUDENTIAL (US HOLDCO2) LIMITED | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDINGS,INC. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDINGS,INC. | E | Control |
| HOLBORN DELAWARE PARTNERSHIP | DE | BROOKE HOLDINGS,INC. | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON FINANCIAL INC. | DE | JACKSON HOLDINGS LLC | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| JACKSON HOLDINGS LLC | DE | PPM HOLDINGS, INC. | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| NICOLE FINANCE INC. | DE | BROOKE HOLDINGS LLC | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | JACKSON FINANCIAL INC. | E | Control |
| PRUDENTIAL (US HOLDCO 1) LIMITED | FE | JACKSON FINANCIAL INC. | E | Control |
| PRUDENTIAL (US HOLDCO 2) LIMITED | FE | BROOKE LLC | E | Control |
| PRUDENTIAL (US HOLDCO 2) LIMITED | FE | BROOKE LLC | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO1) BV | FE | PRUDENTIAL (USHOLDCO2) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO2) BV | FE | PRUDENTIAL (US HOLDCO3) BV | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL (US HOLDCO3) BV | FE | BROOKE (HOLDCO 1) INC. | E | Control |
| PRUDENTIAL CORPORATION ASIA LIMITED | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL CORPORATION ASIA LIMITED | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL CORPORATION ASIA LIMITED | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL CORPORATION ASIA LIMITED | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL CORPORATION ASIA LIMITED | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL CORPORATION HOLDINGS LIMITED | FE | PRUDENTIAL ONE LIMITED | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE LLC | E | Control |
| PRUDENTIAL FOUR LIMITED | FE | HOLBORN DELAWARE CORPORATION | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL HOLDINGS LIMITED | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LIMITED | FE | PRUDENTIAL FOUR LIMITED | E | Control |
| PRUDENTIAL ONE LIMITED | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL ONE LIMITED | FE | HOLBORN DELAWARE PARTNERSHIP | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION HOLDINGS LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL US LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL (US HOLDCO 1) LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION ASIA LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION ASIA LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION ASIA LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION ASIA LIMITED | E | Control |
| PRUDENTIAL PLC | FE | PRUDENTIAL CORPORATION ASIA LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PRUDENTIAL US LIMITED | FE | PRUDENTIAL (US HOLDCO1) LIMITED | E | Control |
| PUS HOLDCO 1 LIMITED | FE | PRUDENTIAL (US HOLDCO1) BV | E | Control |
| PUS HOLDCO 2 LIMITED | FE | BROOKE LLC | E | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (52)
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225 WEST WACKER DRIVESUITE 1200
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Phone: 312-634-2500