RIA Intelligence

DELAWARE CAPITAL MANAGEMENT INC

CRD #107270 SEC #801-45955 PHILADELPHIA, PA 215-255-2300
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
--
Clients
--
Accounts
3,399

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRINKLEY, LISA, OUTLANDISVP/COMPLIANCE DIRECTORNA Control
BROOKS, JOSHUA, HUNTINGTONISVP/DEPUTY CIO-VALUE INVESTINGNA Control
DODGE, WILLIAM, EVERETTIEVP/CIO-EQUITYNA Control
DOWNES, DAVID, KEITHIDIRECTOR/PRESIDENT/CEONA Control
DRISCOLL, JUDE, THADDEUSIEVP/HEAD OF FIXED INCOMENA Control
FLANNERY, RICHARD, JOSEPHIEVP/GENERAL COUNSEL/CAONA Control
FREY, GERALD, SIMANAGING DIRETOR/CIO-GROWTH INVESTINGNA Control
HALDEMAN, CHARLES, EDGARIDIRECTORNA Control
SHIELDS, JAMES, LISVP/CHIEF INFORMATION OFFICERNA Control
DELAWARE INVESTMENTS US,INC.DECORPORATE PARENT OF REGISTRANTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DELAWARE INVESTMENTS US, INC.DEDELAWARE MANAGEMENT CORPORATION, INC.E Control
DELAWARE MANAGEMENT HOLDINGS, INC.DEDMH CORPE Control
LINCOLN NATIONAL CORPORATIONDELINCOLN NATIONAL INVESTMENTS, INC.E Control
LINCOLN NATIONAL INVESTMENT COMPANIES, INC.DEDELAWARE MANAGEMENT HOLDINGS, INC.E Control
LINCOLN NATIONAL INVESTMENT, INC.DELINCOLN NATIONAL INVESTMENT COMPANIES, INC.E Control

Registrations

Federal

IA
Mar 27, 2002 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

1818 MARKET STREET
PHILADELPHIA, PA 19103
USA
Phone: 215-255-2300