RIA Intelligence

RETIREMENT FINANCIAL SERVICES, INC.

Legal name: RETIREMENT FINANCIAL SERVICES INC

CRD #107274 SEC #801-52676 PHILADELPHIA, PA 215-255-1200
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
51
Clients
0
Accounts
0

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRINKLEY, LISA, OUTLANDISVP/COMPLIANCE DIRECTORNA Control
BRINKLEY, LISA, OUTLANDISVP/COMPLIANCE DIRECTORNA Control
BRINKLEY, LISA, OUTLANDISVP/COMPLIANCE DIRECTORNA Control
CAMPBELL, JOHN, CHARLESIEVP/GLOBAL MARKETING & CLIENT SERVICESNA Control
CAMPBELL, JOHN, CHARLESIEVP/GLOBAL MARKETING & CLIENT SERVICESNA Control
CAMPIS, RENE, MICHELIEVPNA Control
COYNE, PATRICK, PAULIDIRECTORNA Control
COYNE, PATRICK, PAULIDIRECTORNA Control
DOWNES, DAVID, KEITHICHAIRMAN/PRESIDENT/DIRECTORNA Control
DRISCOLL, JUDE, THADDEUSIPRESIDENT/CEONA Control
DRISCOLL, JUDE, THADDEUSIPRESIDENT/CEONA Control
DRISCOLL, JUDE, THADDEUSIPRESIDENTNA Control
FLANNERY, RICHARD, JOSEPHIDIRECTOR/EVP/GENERAL COUNSEL/CAONA Control
HALDEMAN, CHARLES, EDGARIDIRECTORNA Control
HASTINGS, JOSEPH, HERBERTIEVP/CFONA Control
HASTINGS, JOSEPH, HERBERTIEVP/CFONA Control
HASTINGS, JOSEPH, HERBERTIEVP/CFONA Control
HUTCHESON, JOANNE, OLGAICHIEF OPERATIONS OFFICERNA Control
LUCEY, KEVIN, JOSEPHICHIEF OF SALES, CLIENT SERVICES AND MARKETINGNA Control
LUCEY, KEVIN, JOSEPHIEVP/CHIEF OF SALES, CLIENT SERVICES AND MARKETINGNA Control
MURRAY, BRIAN, LAWRENCEISVP/CHIEF COMPLIANCE OFFICERNA Control
QUEK, SEE, YENGIEVP/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/FIXED INCOMENA Control
RUSSO, PHILIP, NICHOLASIEVP/CHIEF FINANCIAL OFFICER/CHIEF ADMINISTRATIVE OFFICERNA Control
SHIELDS, JAMES, LISVP/CHIEF INFORMATION OFFICERNA Control
SHIELDS, JAMES, LISVP/CHIEF INFORMATION OFFICERNA Control
SHIELDS, JAMES, LISVP/CHIEF INFORMATION OFFICERNA Control
DELAWARE INVESTMENTS U.S., INC.DECORPORATE PARENT OF REGISTRANTE Control
DELAWARE INVESTMENTS U.S., INC.DECORPORATE PARENT OF REGISTRANTE Control
DELAWARE INVESTMENTS U.S., INC.DECORPORATE PARENT OF REGISTRANTE Control
DELAWARE INVESTMENTS U.S., INC.DECORPORATE PARENT OF REGISTRANTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DELAWARE MANAGEMENT HOLDINGS, INC.DEDMH CORPE Control
DELAWARE MANAGEMENT HOLDINGS, INC.DEDMH CORPE Control
DELAWARE MANAGEMENT HOLDINGS, INC.DEDMH CORPE Control
DELAWARE MANAGEMENT HOLDINGS, INC.DEDMH CORPE Control
DMH CORPDEDELVOY, INC.E Control
DMH CORPDEDELVOY, INC.E Control
DMH CORPDEDELVOY, INC.E Control
DMH CORPDEDELVOY, INC.E Control
LINCOLN NATIONAL CORPORATIONDELINCOLN NATIONAL INVESTMENTS, INCE Control
LINCOLN NATIONAL CORPORATIONDELINCOLN NATIONAL INVESTMENTS, INCE Control
LINCOLN NATIONAL CORPORATIONDELINCOLN NATIONAL INVESTMENTS, INCE Control
LINCOLN NATIONAL CORPORATIONDELINCOLN NATIONAL INVESTMENTS, INCE Control
LINCOLN NATIONAL INVESTMENT COMPANIES, INC.DEDELAWARE MANAGEMENT HOLDINGS, INC.E Control
LINCOLN NATIONAL INVESTMENT COMPANIES, INC.DEDELAWARE MANAGEMENT HOLDINGS, INC.E Control
LINCOLN NATIONAL INVESTMENT COMPANIES, INC.DEDELAWARE MANAGEMENT HOLDINGS, INC.E Control
LINCOLN NATIONAL INVESTMENT COMPANIES, INC.DEDELAWARE MANAGEMENT HOLDINGS, INC.E Control
LINCOLN NATIONAL INVESTMENTS, INC.DELINCOLN NATIONAL INVESTMENT COMPANIES, INC.E Control
LINCOLN NATIONAL INVESTMENTS, INC.DELINCOLN NATIONAL INVESTMENT COMPANIES, INC.E Control
LINCOLN NATIONAL INVESTMENTS, INC.DELINCOLN NATIONAL INVESTMENT COMPANIES, INC.E Control
LINCOLN NATIONAL INVESTMENTS, INC.DELINCOLN NATIONAL INVESTMENT COMPANIES, INC.E Control

Registrations

Federal

IA
Dec 14, 2005 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

2005 MARKET STREET
PHILADELPHIA, PA 19103
USA
Phone: 215-255-1200