RIA Intelligence

FINANCIAL DIRECTIONS LLP

CRD #107279 SEC #801-46292 BALTIMORE, MD 410-832-7722
SEC Registered Broker-Dealer
Total AUM
$27.3M
Discretionary
$27.3M
Employees
5
Clients
26
Accounts
197

Firm Details

Organization Type
Limited Liability Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNER, CHIEF COMPLIANCE OFFICERE Control
HARRIS, TOMOLYN, TARAYOSIPARTNERD Control
HARRIS, TOMOLYN, TARAYOSIPARTNERD Control
HARRIS, TOMOLYN, TARAYOSIPARTNERD Control
HARRIS, TOMOLYN, TARAYOSIPARTNERD Control
MCGRAW, RICHARD, ALLENIPARTNERD Control
MCGRAW, RICHARD, ALLENIPARTNERD Control
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB
HARRIS, CARL, BERLINGERIPARTNERB

Registrations

Federal

IA
Apr 5, 2007 REGISTERED

Notice Filings (4)

DE FL MD VA

Address

515 EAST JOPPA ROAD
SUITE 104
BALTIMORE, MD 21286-5418
USA
Phone: 410-832-7722