LIPPER ADVISORY SERVICES INC
CRD #107283 SEC #801-39851 (908) 273-2454
SEC Registered Private Funds
Total AUM
$143M
Discretionary
$143M
Employees
3
Clients
--
Accounts
24
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAUN, WILLIAM, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRAUN, WILLIAM, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRAUN, WILLIAM, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRAUN, WILLIAM, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRAUN, WILLIAM, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHURCH, DANIEL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHURCH, DANIEL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHURCH, DANIEL, PETER | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Evancho, Joseph, Robert | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kaplan, Zachary, Max | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIPPER, RUTH, CLARE | I | SECRETARY/TREASURER | NA | |
| OSTER, MAUREEN, BUSBY | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | |
| OSTER, MAUREEN, BUSBY | I | VICE PRESIDENT | NA | |
| OSTER, MAUREEN, BUSBY | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | |
| OSTER, MAUREEN, BUSBY | I | VICE PRESIDENT | NA | |
| OSTER, MAUREEN, BUSBY | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| PHILLIPS-PAGE, HYLTON, HUDSON | I | VICE PRESIDENT | NA | |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| LIPPER, A, MICHAEL | I | PRESIDENT/SOLE DIRECTOR | E | Control |
| WALSH, SEAN | I | SENIOR OPERATIONS ANALYST - CCO | D | Control |
| WALSH, SEAN | I | SENIOR OPERATIONS ANALYST - CCO | D | Control |
| WALSH, SEAN | I | SENIOR OPERATIONS ANALYST - CCO | D | Control |
| WALSH, SEAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| WALSH, SEANPATRICK | I | SENIOR OPERATIONS ANALYST - CCO | D | Control |
| WALSH, SEANPATRICK | I | SENIOR OPERATIONS ANALYST - CCO | D | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (5)
DE FL NJ NY WI
Address
Phone: (908) 273-2454