DUFF & PHELPS INVESTMENT MANAGEMENT CO.
CRD #107296 SEC #801-14813 CHICAGO, IL 312-263-2610
SEC Registered
Total AUM
$12.2B
Discretionary
$12.2B
Employees
55
Clients
0
Accounts
52
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $12.2B | $12.2B | $0 | 55 | 0 |
| Mar 2025 | $12.2B | $12.2B | $0 | 55 | 0 |
| Nov 2024 | $12.3B | $12.3B | $0 | 54 | 0 |
| Mar 2024 | $12.3B | $12.3B | $0 | 54 | 0 |
| Dec 2023 | $12B | $12B | $0 | 50 | 0 |
| Oct 2023 | $12B | $12B | $0 | 50 | 0 |
| Jun 2023 | $12B | $12B | $0 | 50 | 0 |
| Apr 2023 | $12B | $12B | $0 | 50 | 0 |
| Apr 2023 | $12B | $12B | $0 | 50 | 0 |
| Mar 2023 | $12B | $12B | $0 | 50 | 0 |
| Sep 2022 | $12.2B | $12.2B | $960K | 48 | 0 |
| Jul 2022 | $12.2B | $12.2B | $960K | 48 | 0 |
| May 2022 | $12.2B | $12.2B | $960K | 48 | 0 |
| Mar 2022 | $12.2B | $12.2B | $960K | 48 | 0 |
| Apr 2021 | $10.6B | $10.6B | $740K | 48 | 0 |
| Mar 2021 | $10.6B | $10.6B | $740K | 48 | 0 |
| Jan 2021 | $11.2B | $11.2B | $183K | 51 | 0 |
| Mar 2020 | $11.2B | $11.2B | $183K | 51 | 0 |
| Feb 2020 | $9B | $9B | $49.6M | 54 | 0 |
| Oct 2019 | $9B | $9B | $49.6M | 54 | 0 |
| Jul 2019 | $9B | $9B | $49.6M | 54 | 0 |
| Mar 2019 | $9B | $9B | $49.6M | 54 | 0 |
| Mar 2018 | $10.3B | $10.2B | $57.1M | 56 | 0 |
| Sep 2017 | $10.3B | $10.3B | $51.3M | 51 | 100 |
| Mar 2017 | $10.3B | $10.3B | $51.3M | 51 | 100 |
| Sep 2016 | $9.2B | $9.2B | $0 | 55 | 26 |
| Aug 2016 | $9.2B | $9.2B | $0 | 45 | 26 |
| Jul 2016 | $9.2B | $9.2B | $0 | 45 | 26 |
| Jun 2016 | $9.2B | $9.2B | $0 | 45 | 26 |
| May 2016 | $9.2B | $9.2B | $0 | 45 | 26 |
| Mar 2016 | $9.2B | $9.2B | $0 | 45 | 26 |
| Oct 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Oct 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Sep 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Aug 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Jun 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Apr 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Mar 2015 | $10.7B | $10.7B | $0 | 44 | 26 |
| Oct 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Oct 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Oct 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Sep 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Jul 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Apr 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| Mar 2014 | $9.2B | $9.2B | $0 | 43 | 26 |
| May 2013 | $8.9B | $8.9B | $0 | 39 | 26 |
| Mar 2013 | $8.9B | $8.9B | $0 | 39 | 26 |
| Nov 2012 | $8.6B | $8.6B | $0 | 40 | 26 |
| May 2012 | $8.6B | $8.6B | $0 | 11 | 26 |
| Mar 2012 | $8.6B | $8.6B | $0 | 11 | 26 |
| Dec 2011 | $7.5B | $7.5B | $0 | 11 | 26 |
| Nov 2011 | $7.5B | $7.5B | $0 | -- | -- |
| Nov 2011 | $7.5B | $7.5B | $0 | -- | -- |
| Jun 2011 | $7.2B | $7.2B | $0 | -- | -- |
| May 2011 | $7.2B | $7.2B | $0 | -- | -- |
| Nov 2010 | $6.5B | $6.5B | $0 | -- | -- |
| Jun 2010 | $6.5B | $6.5B | $0 | -- | -- |
| Jan 2010 | $5.8B | $5.8B | $7.2M | -- | -- |
| Mar 2008 | $7.3B | $7.3B | $11.5M | -- | -- |
| Jan 2008 | $7.7B | $7.7B | $5.6M | -- | -- |
| Sep 2007 | $7.7B | $7.7B | $5.6M | -- | -- |
| Feb 2007 | $7.7B | $7.7B | $5.6M | -- | -- |
| Nov 2006 | $6.1B | $6.1B | $0 | -- | -- |
| Nov 2005 | $5.7B | $5.7B | $0 | -- | -- |
| Jun 2005 | $5.7B | $5.7B | $0 | -- | -- |
| May 2005 | $5.9B | $5.9B | $0 | 51 | -- |
| Jan 2005 | $5.2B | $5.2B | $0 | 51 | -- |
| Jun 2004 | $5.2B | $5.2B | $0 | 51 | -- |
| Mar 2004 | $5.2B | $5.2B | $0 | 51 | -- |
| Nov 2003 | $6.3B | $6.3B | $0 | -- | -- |
| Apr 2002 | $7B | $7B | $0 | -- | -- |
| Oct 2001 | $7.2B | $7.2B | $0 | -- | -- |
| Jul 2001 | $8B | $8B | $0 | -- | -- |
DateNov 2025
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$0
Employees55
Clients0
DateMar 2025
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$0
Employees55
Clients0
DateNov 2024
Total AUM$12.3B
Discretionary$12.3B
Non-Disc.$0
Employees54
Clients0
DateMar 2024
Total AUM$12.3B
Discretionary$12.3B
Non-Disc.$0
Employees54
Clients0
DateDec 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateOct 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateJun 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateApr 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateApr 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateMar 2023
Total AUM$12B
Discretionary$12B
Non-Disc.$0
Employees50
Clients0
DateSep 2022
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$960K
Employees48
Clients0
DateJul 2022
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$960K
Employees48
Clients0
DateMay 2022
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$960K
Employees48
Clients0
DateMar 2022
Total AUM$12.2B
Discretionary$12.2B
Non-Disc.$960K
Employees48
Clients0
DateApr 2021
Total AUM$10.6B
Discretionary$10.6B
Non-Disc.$740K
Employees48
Clients0
DateMar 2021
Total AUM$10.6B
Discretionary$10.6B
Non-Disc.$740K
Employees48
Clients0
DateJan 2021
Total AUM$11.2B
Discretionary$11.2B
Non-Disc.$183K
Employees51
Clients0
DateMar 2020
Total AUM$11.2B
Discretionary$11.2B
Non-Disc.$183K
Employees51
Clients0
DateFeb 2020
Total AUM$9B
Discretionary$9B
Non-Disc.$49.6M
Employees54
Clients0
DateOct 2019
Total AUM$9B
Discretionary$9B
Non-Disc.$49.6M
Employees54
Clients0
DateJul 2019
Total AUM$9B
Discretionary$9B
Non-Disc.$49.6M
Employees54
Clients0
DateMar 2019
Total AUM$9B
Discretionary$9B
Non-Disc.$49.6M
Employees54
Clients0
DateMar 2018
Total AUM$10.3B
Discretionary$10.2B
Non-Disc.$57.1M
Employees56
Clients0
DateSep 2017
Total AUM$10.3B
Discretionary$10.3B
Non-Disc.$51.3M
Employees51
Clients100
DateMar 2017
Total AUM$10.3B
Discretionary$10.3B
Non-Disc.$51.3M
Employees51
Clients100
DateSep 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees55
Clients26
DateAug 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees45
Clients26
DateJul 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees45
Clients26
DateJun 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees45
Clients26
DateMay 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees45
Clients26
DateMar 2016
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees45
Clients26
DateOct 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateOct 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateSep 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateAug 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateJun 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateApr 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateMar 2015
Total AUM$10.7B
Discretionary$10.7B
Non-Disc.$0
Employees44
Clients26
DateOct 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateOct 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateOct 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateSep 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateJul 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateApr 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateMar 2014
Total AUM$9.2B
Discretionary$9.2B
Non-Disc.$0
Employees43
Clients26
DateMay 2013
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees39
Clients26
DateMar 2013
Total AUM$8.9B
Discretionary$8.9B
Non-Disc.$0
Employees39
Clients26
DateNov 2012
Total AUM$8.6B
Discretionary$8.6B
Non-Disc.$0
Employees40
Clients26
DateMay 2012
Total AUM$8.6B
Discretionary$8.6B
Non-Disc.$0
Employees11
Clients26
DateMar 2012
Total AUM$8.6B
Discretionary$8.6B
Non-Disc.$0
Employees11
Clients26
DateDec 2011
Total AUM$7.5B
Discretionary$7.5B
Non-Disc.$0
Employees11
Clients26
DateNov 2011
Total AUM$7.5B
Discretionary$7.5B
Non-Disc.$0
Employees--
Clients--
DateNov 2011
Total AUM$7.5B
Discretionary$7.5B
Non-Disc.$0
Employees--
Clients--
DateJun 2011
Total AUM$7.2B
Discretionary$7.2B
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$7.2B
Discretionary$7.2B
Non-Disc.$0
Employees--
Clients--
DateNov 2010
Total AUM$6.5B
Discretionary$6.5B
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$6.5B
Discretionary$6.5B
Non-Disc.$0
Employees--
Clients--
DateJan 2010
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$7.2M
Employees--
Clients--
DateMar 2008
Total AUM$7.3B
Discretionary$7.3B
Non-Disc.$11.5M
Employees--
Clients--
DateJan 2008
Total AUM$7.7B
Discretionary$7.7B
Non-Disc.$5.6M
Employees--
Clients--
DateSep 2007
Total AUM$7.7B
Discretionary$7.7B
Non-Disc.$5.6M
Employees--
Clients--
DateFeb 2007
Total AUM$7.7B
Discretionary$7.7B
Non-Disc.$5.6M
Employees--
Clients--
DateNov 2006
Total AUM$6.1B
Discretionary$6.1B
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$5.7B
Discretionary$5.7B
Non-Disc.$0
Employees--
Clients--
DateJun 2005
Total AUM$5.7B
Discretionary$5.7B
Non-Disc.$0
Employees--
Clients--
DateMay 2005
Total AUM$5.9B
Discretionary$5.9B
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees51
Clients--
DateJun 2004
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees51
Clients--
DateMar 2004
Total AUM$5.2B
Discretionary$5.2B
Non-Disc.$0
Employees51
Clients--
DateNov 2003
Total AUM$6.3B
Discretionary$6.3B
Non-Disc.$0
Employees--
Clients--
DateApr 2002
Total AUM$7B
Discretionary$7B
Non-Disc.$0
Employees--
Clients--
DateOct 2001
Total AUM$7.2B
Discretionary$7.2B
Non-Disc.$0
Employees--
Clients--
DateJul 2001
Total AUM$8B
Discretionary$8B
Non-Disc.$0
Employees--
Clients--