AUSTIN CALVERT & FLAVIN INC

CRD #107301 SEC #801-15835 SAN ANTONIO, TX 210-353-0500

SEC Registered

Total AUM

$643.1M

Discretionary

$643.1M

Employees

Clients

Accounts

106

Firm Details

Organization Type: Corporation
State of Formation: Texas
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 8, 2009
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
AUSTIN, JR., EDWARD, HEBERT	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
BUTT, DANIEL, EUGENE	I	DIRECTOR	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
BUYLE, MARK, PATRICK	I	ASSISTANT SECRETARY	NA	Control
CALGAARD, RONALD, KEITH	I	DIRECTOR	NA	Control
CALGAARD, RONALD, KEITH	I	CHAIRMAN OF THE BOARD, DIRECTOR	NA	Control
CALGAARD, RONALD, KEITH	I	CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, DIRECTOR	NA	Control
CALGAARD, RONALD, KEITH	I	DIRECTOR	NA	Control
CALGAARD, RONALD, KEITH	I	DIRECTOR	NA	Control
CALGAARD, RONALD, KEITH	I	CHAIRMAN OF THE BOARD, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF OPERATING OFFICER	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT DOERR, SARAH	I	CHIEF OPERATING OFFICER	NA	Control
CALVERT DOERR, SARAH	I	CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, TREASURER, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT AND DIRECTOR	NA	Control
CALVERT, JONATHAN, CUREDALE	I	EXECUTIVE VICE PRESIDENT, DIRECTOR	NA	Control
CALVERT, SARAH	I	CHIEF OPERATING OFFICER	NA	Control
DOERR, SARAH, CALVERT	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR	NA	Control
DOERR, SARAH, CALVERT	I	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR	NA	Control
DOERR, SARAH, CALVERT	I	CHIEF EXECUTIVE OFFICER & SENIOR PARTNER	NA	Control
DOERR, SARAH, CALVERT	I	CHIEF EXECUTIVE OFFICER & SENIOR PARTNER	NA	Control
DOERR, SARAH, CALVERT	I	CHIEF EXECUTIVE OFFICER & SENIOR PARTNER	NA	Control
DUFILHO, STEPHEN, MARTIN	I	CHAIRMAN	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR AND CO-CHIEF INVESTMENT OFFICER	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR AND CO-CHIEF INVESTMENT OFFICER	NA	Control
FLAVIN, HARRY, MEADE	I	PRESIDENT, DIRECTOR	NA	Control
GROOS, FREDERICK, CARL	I	DIRECTOR	NA	Control
GRUBB, TERI, M	I	CHIEF COMPLIANCE OFFICER	NA	Control
GRUBB, TERI, M	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALLORAN, DAVID, ARTHUR	I	CHIEF INVESTMENT OFFICER, DIRECTOR	NA	Control
HALLORAN, DAVID, ARTHUR	I	CHIEF INVESTMENT OFFICER, DIRECTOR	NA	Control
HALLORAN, DAVID, ARTHUR	I	CHIEF INVESTMENT OFFICER, DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HERRMANN, HENRY, JOHN	I	DIRECTOR	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
HILLS, WENDY, JACQUELINE	I	SECRETARY	NA	Control
KOONTZ, CLAUDE, KEERAN	I	PRESIDENT	NA	Control
KOONTZ, CLAUDE, KEERAN	I	CLIENT SERVICES AND BUSINESS DEVELOPMENT MANAGER	NA	Control
KOONTZ, CLAUDE, KEERAN	I	PRESIDENT	NA	Control
KOONTZ, CLAUDE, KEERAN	I	PRESIDENT	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER, DIRECTOR	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER, DIRECTOR	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF OPERATING OFFICER	NA	Control
LEWIS, JULIE, JOHNSON	I	CHIEF FINANCIAL OFFICER, TREASURER	NA	Control
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MARTINEZ, NANCY, GILDIZ	I	CHIEF COMPLIANCE OFFICER	NA
MASTRAPASQUA, FRANK	I	CHIEF INVESTMENT OFFICER, MANAGING PARTNER, & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, FRANK, NMN	I	CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, FRANK, NMN	I	CHIEF INVESTMENT OFFICER, MANAGING PARTNER, & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, FRANK, NMN	I	CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, FRANK, NMN	I	CHIEF INVESTMENT OFFICER, MANAGING PARTNER, & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, FRANK, NMN	I	CHIEF INVESTMENT OFFICER, MANAGING PARTNER, & CHAIRMAN OF THE BOARD	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	DIRECTOR	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	SENIOR PARTNER, DIRECTOR	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	DIRECTOR	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	SENIOR PARTNER, DIRECTOR	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	SENIOR PARTNER, DIRECTOR	NA	Control
MASTRAPASQUA, MAURO, MALLORY	I	SENIOR PARTNER, DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CHIEF INVESTMENT OFFICER & DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CHIEF INVESTMENT OFFICER & DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CHIEF INVESTMENT OFFICER & DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CHIEF INVESTMENT OFFICER & DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CHIEF INVESTMENT OFFICER & DIRECTOR	NA	Control
PRINCEFOX, CYNTHIA, PAGE	I	CO-CHIEF INVESTMENT OFFICER	NA	Control
SCHULTE, DANIEL, CHARLES	I	ASSISTANT SECRETARY	NA	Control
WADE, CHARLES, DRAKE	I	CHAIRMAN	NA	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
MASTRAPASQUA ASSET MANAGEMENT, INC.	DE	SOLE OWNER	E	Control
TTC HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
TTC HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control
WADDELL & REED INVESTMENT MANAGEMENT CO	DE	SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MASTRAPASQUA, FRANK	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
MASTRAPASQUA, FRANK, NMN	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
MASTRAPASQUA, FRANK, NMN	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
MASTRAPASQUA, FRANK, NMN	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
MASTRAPASQUA, FRANK, NMN	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
MASTRAPASQUA, FRANK, NMN	I	MASTRAPASQUA ASSET MANAGEMENT, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL SERVICES, INC.	DE	WADDELL & REED, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED FINANCIAL, INC.	DE	WADDELL & REED FINANCIAL SERVICES, INC.	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control
WADDELL & REED, INC.	DE	WADDELL & REED INVESTMENT MANAGEMENT COMPANY	E	Control

Registrations

Federal

Oct 8, 2009 REGISTERED

Notice Filings (1)

Address

755 E. MULBERRY
SUITE 400
SAN ANTONIO, TX 78212
United States

Phone: 210-353-0500