ADRIAN & ASSOCIATES INC
CRD #107307 SEC #801-34729 GREENWOOD VILLAGE, CO 303-721-0691
SEC Registered
Total AUM
$974.6K
Discretionary
$0
Employees
5
Clients
0
Accounts
14
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 21, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADRIAN, LOWELL, JAMES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| ADRIAN, LOWELL, JAMES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| ADRIAN, LOWELL, JAMES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| ADRIAN, LOWELL, JAMES | I | PRESIDENT | D | Control |
| ADRIAN, LOWELL, JAMES | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| ADRIAN, PEGGY, ANN | I | SECRETARY | C | Control |
| ADRIAN, PEGGY, ANN | I | SECRETARY | C | Control |
| ADRIAN, PEGGY, ANN | I | SECRETARY | C | Control |
| ADRIAN, PEGGY, ANN | I | SECRETARY | C | Control |
| ADRIAN, PEGGY, ANN | I | SECRETARY | C | Control |
Registrations
Federal
IA
Sep 21, 2009 REGISTERED
Notice Filings (1)
CO
Address
5613 DTC PARKWAY SUITE 1200GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-721-0691