PEKIN HARDY STRAUSS, INC.
CRD #107310 SEC #801-35684 CHICAGO, IL 312-554-7525
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
18
Clients
101
Accounts
1,821
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 22, 2025
- Branch Offices
- 2
- LEI
- 529900Z8XTVJJ6SE1K05
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUNLAP, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | NA | Control |
| HARDY, BRANDON, JOHN | I | FINANCIAL ANALYST | NA | |
| HARDY, BRANDON, JOHN | I | FINANCIAL ANALYST | NA | |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHMIDLE, WILLIAM, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZABLE, ALAN, L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ADAM S. N. STRAUSS TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | C | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | C | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | C | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | C | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | C | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | C | Control |
| STRAUSS, RONALD, LEE | I | PRESIDENT | C | Control |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER AND SENIOR VICE PRESIDENT | C | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER AND SENIOR VICE PRESIDENT | C | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER AND SENIOR VICE PRESIDENT | C | |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| WILLIAM PEKIN REVOCABLE TRUST | DE | SHAREHOLDER | C | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. N. STRAUSS TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | B | Control |
| ADAM S. N. STRAUSS TRUST | DE | SHAREHOLDER AND CO-CHIEF EXECUTIVE OFFICER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| ADAM S. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS DESCENDANT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS GIFT TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| JOSHUA D. STRAUSS REVOCABLE TRUST | DE | SHAREHOLDER | B | Control |
| PEKIN, SHELDON, MARK | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, SHELDON, MARK | I | PRESIDENT | B | Control |
| PEKIN, SHELDON, MARK | I | PRESIDENT | B | Control |
| PEKIN, SHELDON, MARK | I | PRESIDENT | B | Control |
| PEKIN, SHELDON, MARK | I | PRESIDENT | B | Control |
| PEKIN, SHELDON, MARK | I | PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| PEKIN, WILLIAM, ANDREW | I | SENIOR VICE-PRESIDENT | B | Control |
| SHAPIRO, NATHAN | I | SENIOR VICE-PRESIDENT | B | Control |
| SHAPIRO, NATHAN | I | SENIOR VICE-PRESIDENT | B | Control |
| SHAPIRO, NATHAN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | B | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, ADAM, SAVITZ | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, ADAM, SAVITZ | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | SENIOR VICE PRESIDENT | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, JOSHUA, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER | B | Control |
| STRAUSS, RONALD, LEE | I | SENIOR VICE-PRESIDENT | B | Control |
| STRAUSS, RONALD, LEE | I | SENIOR VICE-PRESIDENT | B | Control |
| STRAUSS, RONALD, LEE | I | SENIOR VICE-PRESIDENT | B | Control |
| STRAUSS, RONALD, LEE | I | SENIOR VICE-PRESIDENT | B | Control |
| STRAUSS, RONALD, LEE | I | SENIOR VICE-PRESIDENT | B | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HARDY, BRANDON, JOHN | I | SENIOR VICE-PRESIDENT | A | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF COMPLIANCE OFFICER | A | Control |
| HERRINGTON, PATRICK, WILLIAM | I | SHAREHOLDER | A | |
| HERRINGTON, PATRICK, WILLIAM | I | SHAREHOLDER | A | |
| HERRINGTON, PATRICK, WILLIAM | I | SHAREHOLDER | A | |
| HERRINGTON, PATRICK, WILLIAM | I | SHAREHOLDER | A | |
| PEKIN, WILLIAM, ANDREW | I | VICE-PRESIDENT | A | |
| PEKIN, WILLIAM, ANDREW | I | VICE-PRESIDENT | A | |
| PEKIN, WILLIAM, ANDREW | I | VICE-PRESIDENT | A | |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | A | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | A | Control |
| SINGER, RICHARD, ALLEN | I | SENIOR VICE-PRESIDENT | A | Control |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A | |
| WILLIAM A PEKIN TRUST | DE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| SINGER, RICHARD, ALLEN | I | WILLIAM A PEKIN TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, ADAM, SAVITZ | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | JOSHUA D. STRAUSS GIFT TRUST | F | Control |
| STRAUSS, JOSHUA, DANIEL | I | ADAM S. N. STRAUSS GIFT TRUST | F | Control |
Registrations
Federal
IA
Aug 22, 2025 REGISTERED
Notice Filings (27)
AZ CA CO CT DE FL GA IL IN LA MA MD MI MN NC NE NH NJ NM NY OH PA TX VA VT WA WI
Address
227 WEST MONROE STREETSUITE 3625
CHICAGO, IL 60606
United States
Phone: 312-554-7525