CITISTREET FINANCIAL SERVICES LLC
CRD #107311 SEC #801-21435 SOMERSET, NJ 732-514-2000
SEC Registered
Total AUM
$2.4B
Discretionary
$295M
Employees
501
Clients
--
Accounts
187,068
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHN, MARC, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHN, MARC, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUGHI, ROBERT, CURTIS | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| DUGHI, ROBERT, CURTIS | I | CHAIRMAN OF THE BOARD AND PRESIDENT | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | PRESIDENT | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | PRESIDENT | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | PRESIDENT | NA | Control |
| FARRELL, MICHAEL, KEVIN | I | PRESIDENT | NA | Control |
| FEINBERG, PAUL, STUART | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, DIRECTOR | NA | Control |
| FEINBERG, PAUL, STUART | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND DIRECTOR | NA | Control |
| FEINBERG, PAUL, STUART | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND DIRECTOR | NA | Control |
| LODESTRO, BRIAN, THOMAS | I | VICE PRESIDENT, MANAGED ASSETS PROGRAMS | NA | Control |
| LODESTRO, BRIAN, THOMAS | I | VICE PRESIDENT, MANAGED ASSETS PROGRAMS | NA | Control |
| RENZULLI, LORI, M | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAPIRO-SMITH, LYNNE, C | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| SHAPIRO-SMITH, LYNNE, C | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| SKINNER, MARK, MCCUTCHEON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| SKINNER, MARK, MCCUTCHEON | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| SKINNER, MARK, MCCUTCHEON | I | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER AND DIRECTOR | NA | Control |
| VALENTINE, WILLIAM, DAVID | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| VALENTINE, WILLIAM, DAVID | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR | NA | Control |
| WILLIAMSON, ANTHONY, JAMES | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY, JAMES | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY, JAMES | I | TREASURER | NA | Control |
| WILLIAMSON, ANTHONY, JAMES | I | TREASURER | NA | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
| CITISTREET RETIREMENT SERVICES LLC | DE | SOLE MEMBER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSOCIATED MADISON COMPANIES, INC. | DE | CITIGROUP INSURANCE HOLDINGS CORP. | E | |
| ASSOCIATED MADISON COMPANIES, INC. | DE | PFS SERVICES, INC. | E | |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | SSB KEEPER HOLDINGS LLC | E | Control |
| CITIGROUP INC. | DE | ASSOCIATED MADISON COMPANIES, INC. | E | Control |
| CITIGROUP INC. | DE | ASSOCIATED MADISON COMPANIES, INC. | E | Control |
| CITIGROUP INSURANCE HOLDINGS CORP. | DE | THE TRAVELERS INSURANCE COMPANY | E | Control |
| CITISTREET LLC | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| CITISTREET LLC | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| METLIFE, INC. | DE | METROPOLITAN TOWER LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN TOWER LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN TOWER LIFE INSURANCE COMPANY | E | Control |
| METLIFE, INC. | DE | METROPOLITAN TOWER LIFE INSURANCE COMPANY | E | Control |
| METROPOLITAN TOWER LIFE INSURANCE COMPANY | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| METROPOLITAN TOWER LIFE INSURANCE COMPANY | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| METROPOLITAN TOWER LIFE INSURANCE COMPANY | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| METROPOLITAN TOWER LIFE INSURANCE COMPANY | DE | CITISTREET RETIREMENT SERVICES LLC | E | Control |
| PFS SERVICES, INC. | DE | THE TRAVELERS INSURANCE COMPANY | E | Control |
| PLAZA LLC | DE | KEEPER HOLDINGS | E | Control |
| PLAZA LLC | DE | KEEPER HOLDINGS | E | Control |
| SALOMON SMITH BARNEY HOLDINGS INC. | DE | SSB KEEPER HOLDINGS LLC | E | Control |
| STATE STREET CORPORATION | DE | STATE STREET BANK AND TRUST COMPANY | E | Control |
| STATE STREET CORPORATION | DE | STATE STREET BANK AND TRUST COMPANY | E | Control |
| THE TRAVELERS INSURANCE COMPANY | DE | PLAZA LLC | E | Control |
| THE TRAVELERS INSURANCE COMPANY | DE | PLAZA LLC | E | Control |
| KEEPER HOLDINGS LLC | DE | CITISTREET LLC | D | Control |
| KEEPER HOLDINGS LLC | DE | CITISTREET LLC | D | Control |
| STATE STREET BANK AND TRUST COMPANY | DE | CITISTREET LLC | D | Control |
| STATE STREET BANK AND TRUST COMPANY | DE | CITISTREET LLC | D | Control |
Registrations
Federal
IA
Sep 23, 2005 REGISTERED
Notice Filings (48)
AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
400 ATRIUM DRIVESOMERSET, NJ 8873
USA
Phone: 732-514-2000