300 NORTH CAPITAL, LLC
Legal name: 300 NORTH CAPITAL
CRD #107325 SEC #801-47993 PASADENA, CA 626-449-8500
SEC Registered Private Funds
Total AUM
$438.1M
Discretionary
$438.1M
Employees
11
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, JEFFREY, DOUGLAS | I | MANAGING DIRECTOR | NA | |
| ANDERSON, JEFFREY, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| ANDERSON, JEFFREY, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| ANDERSON, JEFFREY, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| BURCH, BARRY, B | I | MANAGING DIRECTOR | NA | Control |
| CAMPAGNA, RICHARD, SAMUAL | I | MANAGING DIRECTOR | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & CIO | NA | Control |
| CARTER, KEVIN, JAMES | I | DIRECTOR | NA | Control |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CHETWOOD, ERIN | I | SVP, CHIEF COMPLIANCE OFFICER | NA | |
| CLARKE, STEPHEN, WILLIAMSON | I | DIRECTOR | NA | Control |
| CLARKE, STEPHEN, WILLIAMSON | I | DIRECTOR | NA | Control |
| CLARKE, STEPHEN, WILLIAMSON | I | DIRECTOR | NA | Control |
| CLARKE, STEPHEN, WILLIAMSON | I | DIRECTOR | NA | Control |
| CLARKE, STEPHEN, WILLIAMSON | I | DIRECTOR | NA | Control |
| CONDON, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| CONDON, THOMAS, JOHN | I | MANAGING DIRECTOR | NA | Control |
| CORBY, JOHN, MEADE | I | MANAGING DIRECTOR | NA | Control |
| EUBANKS, AARON | I | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | NA | Control |
| EUBANKS, AARON, WEBSTER LEE | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| EVENSON, DONALD, EDWARD | I | SENIOR VICE PRESIDENT - RESEARCH | NA | Control |
| EVENSON, DONALD, EDWARD | I | MANAGING DIRECTOR - DIRECTOR OF LARGE CAP RESEARCH | NA | Control |
| EVENSON, DONALD, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GIBSON, LINDA, TILTON | I | DIRECTOR | NA | Control |
| GUERRA, LAURO, FERNANDO | I | MANAGING DIRECTOR | NA | Control |
| GUERRA, LAURO, FERNANDO | I | MANAGING DIRECTOR | NA | Control |
| GUERRA, LAURO, FERNANDO | I | MANAGING DIRECTOR | NA | Control |
| HANDTMANN, GEORGE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| HANDTMANN, GEORGE, EDWARD | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| JOHNSTON, DEREK, STERLING | I | SR. VP - PORTFOLIO MANAGER | NA | Control |
| KOMMERSTAD, ROBERT, MARVIN | I | SENIOR CHAIRMAN | NA | Control |
| KOMMERSTAD, ROBERT, MARVIN | I | SENIOR CHAIRMAN | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LANDRETH, JAMES, M | I | MANAGING DIRECTOR | NA | Control |
| LAPHAM, EVELYN, DORIAN | I | MANAGING DIRECTOR | NA | Control |
| LAPHAM, EVELYN, DORIAN | I | MANAGING DIRECTOR | NA | Control |
| LAPHAM, EVELYN, DORIAN | I | MANAGING DIRECTOR | NA | Control |
| MCCABE, JENNIFER, ANNE | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| MCCABE, JENNIFER, ANNE | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| MCMURTRIE, JOHN, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| MCMURTRIE, JOHN, ARTHUR | I | MANAGING DIRECTOR | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MIKOLAICHIK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MILLER, JEFFREY | I | MANAGING DIRECTOR | NA | Control |
| MILLER, JEFFREY, JOHN | I | MANAGING DIRECTOR | NA | Control |
| MITCHELL, THOMAS, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| MITCHELL, THOMAS, MICHAEL | I | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD, CEO & PRESIDENT | NA | Control |
| MITCHELL, THOMAS, MICHAEL | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| PEARL, ANDREW | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| PEARL, ANDREW | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| PEARL, ANDREW | I | MANAGING DIRECTOR | NA | Control |
| PEARL, ANDREW | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| PEARL, ANDREW | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| PERKINS, SUSAN, JO | I | MANAGING DIRECTOR | NA | |
| PERKINS, SUSAN, JO | I | MANAGING DIRECTOR | NA | Control |
| PERKINS, SUSAN, JO | I | MANAGING DIRECTOR | NA | Control |
| PERKINS, SUSAN, JO | I | MANAGING DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | Control |
| RIORDAN, AIDAN, JOHN | I | DIRECTOR | NA | Control |
| RIORDAN, AIDAN, JOHN | I | DIRECTOR | NA | Control |
| RIORDAN, AIDAN, JOHN | I | DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| SPARE, STEVEN, LLOYD | I | MANAGING DIRECTOR | NA | Control |
| TASHJIAN, LARRY, DEE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| TASHJIAN, LARRY, DEE | I | EXECUTIVE MANAGING DIRECTOR, PRESIDENT & CEO | NA | Control |
| THOMPSON, HARLAN, HOLT | I | MANAGING DIRECTOR | NA | Control |
| THOMPSON, HARLAN, HOLT | I | MANAGING DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| TURPIN, THOMAS, MOYNIHAN | I | DIRECTOR | NA | Control |
| WARNICK, WILLIAM | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WARNICK, WILLIAM, TODD | I | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| WINDLE, F | I | MANAGING DIRECTOR | NA | Control |
| WINDLE, FREDERICK, BROWN | I | MANAGING DIRECTOR | NA | Control |
| WINDLE, FREDERICK, BROWN | I | MANAGING DIRECTOR | NA | Control |
| YOSHIOKA, AYAKO | I | SR. VP - DIRECTOR OF RESEARCH | NA | Control |
| YOSHIOKA, AYAKO | I | SR. VP - DIRECTOR OF RESEARCH | NA | Control |
| YOSHIOKA, AYAKO | I | SR. VP - DIRECTOR OF RESEARCH | NA | Control |
| YOSHIOKA, AYAKO | I | SR. VP - DIRECTOR OF RESEARCH | NA | Control |
| YOSHIOKA, AYAKO | I | SR. VP - DIRECTOR OF RESEARCH | NA | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| CARRIAGE HOUSE CAPITAL, LLC | DE | SOLE MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | 100% SHAREHOLDER OF 300 NORTH CAPITAL, LLC | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL ASSET MANAGERS(US)LLC | DE | 100% SHAREHOLDER OF PROVIDENT INVESTMENT COUNSEL, INC. | E | Control |
| OLD MUTUAL INTERMEDIARY(300 NORTH CAPITAL), LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | E | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | MEMBER OF 300 NORTH CAPITAL, LLC | D | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
| 300 NORTH CAPITAL INVESTMENT HOLDINGS LP | DE | MEMBER OF 300 NORTH CAPITAL, LLC | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| 300 NORTH CAPITAL INVESTMENT GP LLC | DE | 300 NORTH CAPITAL INVESTMENT HOLDING LP | F | |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | CARRIAGE HOUSE CAPITAL, LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | OLD MUTUAL ASSET MANAGERS (US) LLC | E | Control |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US) LLC | DE | OLD MUTUAL INTERMEDIARY (300) LLC | E | |
| OLD MUTUAL ASSET MANAGERS (US), LLC | DE | OLD MUTUAL INTERMEDIARY (300 NORTH CAPITAL), LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL INTERMEDIARY (300) LLC | DE | 300 NORTH CAPITAL INVESTMENT GP LLC | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OLD MUTUAL(US)HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OLD MUTUAL(US)HOLDINGS, INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C | |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C | |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C | |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C | |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C | |
| CAMPAGNA, RICHARD, SAMUEL | I | 300 NORTH CAPITAL INVESTMENT HOLDING LP | C |
Registrations
Federal
IA
Sep 26, 2012 REGISTERED
Notice Filings (49)
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Address
300 NORTH LAKE AVE.SUITE #1120
PASADENA, CA 91101-4111
United States
Phone: 626-449-8500