DOWSE SECURITIES MANAGEMENT CORP
CRD #107331 SEC #801-13839 NAPA, CA 707-224-7546
SEC Registered
Total AUM
$71M
Discretionary
$69.5M
Employees
1
Clients
0
Accounts
66
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUNJE, JR., RALPH, B. | I | DIRECTOR | NA | |
| BUNJE, RALPH, B. | I | DIRECTOR | NA | |
| BUNJE, RALPH, B. | I | DIRECTOR | NA | |
| BUNJE, RALPH, B. | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| LYONS, TIMOTHY, K | I | DIRECTOR | NA | |
| DOWSE, TOM A. TRUSTEE OF THE TOM DOWSE TRUST DTD 9/29/94 | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM A. TRUSTEE OF THE TOM DOWSE TRUST DTD 9/29/94 | DE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM A. TRUSTEE OF THE TOM DOWSE TRUST DTD 9/29/94 | DE | PRESIDENT | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DOWSE, TOM, ALAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 20, 2011 REGISTERED
Notice Filings (1)
CA
Address
1303 JEFFERSON STREET, STE. 400ANAPA, CA 94559
United States
Phone: 707-224-7546