OCTAGON FINANCIAL SERVICES INC
Legal name: OFS
CRD #107335 SEC #801-20076 MCLEAN, VA (703) 905-3300
SEC Registered
Total AUM
$1.4B
Discretionary
$1.2B
Employees
24
Clients
251
Accounts
461
Firm Details
- Organization Type
- Corporation
- State of Formation
- District of Columbia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENDER, DANIEL, ERIC | I | SECRETARY/TREASURER | NA | Control |
| BENDER, DANIEL, ERIC | I | SECRETARY/TREASURER | NA | Control |
| BENDER, DANIEL, ERIC | I | SECRETARY/TREASURER | NA | Control |
| BENDER, TAMI, LYNN | I | SECRETARY/TREASURER | NA | Control |
| COTTER, RICHARD, PATRICK | I | SECRETARY/TREASURER | NA | Control |
| COTTER, RICHARD, PATRICK | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| FABRIZIO, PHILIP, MATTHEW | I | SECRETARY/TREASURER | NA | Control |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAASE, PAUL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LEGG, CHRISTOPHER, JOHN | I | VICE PRESIDENT | NA | Control |
| LETFORD, TAMI, LYNN | I | SECRETARY/TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| MARSH, GEOFFREY, DOUGLAS | I | TREASURER | NA | Control |
| PHILBIN, AUSTIN, J | I | CHIEF OPERATING OFFICER | NA | Control |
| PHILBIN, AUSTIN, J | I | CHIEF OPERATING OFFICER | NA | Control |
| PHILBIN, AUSTIN, J | I | CHIEF OPERATING OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEWES, JANET, MARIE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| VU, NANCY | I | SECRETARY | NA | |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | VICE PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ZECCA, FRANK, MATTHEW | I | PRESIDENT | NA | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| ADVANTAGE INTERNATIONAL HOLDINGS, INC. | DE | OWNER OF APPLICANT | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OWNER-ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
| OCTAGON, INC. | DE | OWNER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COMPANIES, INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | ADVANTAGE INTERNATIONAL HOLDINGS, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
| INTERPUBLIC GROUP OF COS., INC. | DE | OCTAGON, INC. | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (21)
AZ CA CO FL GA IL LA MA MD MI MN MO NC NJ NY OH PA TX VA VT WA
Address
7950 JONES BRANCH DRIVESUITE 700N
MCLEAN, VA 22102
United States
Phone: (703) 905-3300