PULSIFER NATHANIEL
Legal name: PULSIFER & ASSOCIATES
CRD #107349 SEC #801-7872 IPSWICH, MA 978-356-3530
SEC Registered
Total AUM
$27.8M
Discretionary
$15M
Employees
5
Clients
0
Accounts
32
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHESTON, CHARLES, STEELE | I | PORTFOLIO MANAGER | NA | |
| CHESTON, CHARLES, STEELE | I | PORTFOLIO MANAGER | NA | |
| GATES, VALERIE | I | ACCOUNT REPRESENTATIVE | NA | |
| GATES, VALERIE | I | ACCOUNT REPRESENTATIVE | NA | |
| MANCINELLI, MARIE, LILLIAN | I | ACCOUNT REPRESENTATIVE | NA | |
| MANCINELLI, MARIE, LILLIAN | I | ACCOUNT REPRESENTATIVE | NA | |
| MICHON, EDWARD, JOHN | I | PORTFOLIO MANAGER | NA | |
| MICHON, EDWARD, JOHN | I | PORTFOLIO MANAGER | NA | |
| TOWNSEND, GERARD, BOSTWICK | I | PORTFOLIO MANAGER | NA | |
| TOWNSEND, GERARD, BOSTWICK | I | PORTFOLIO MANAGER | NA | |
| PULSIFER, NATHANIEL | I | OWNER & CHIEF COMPLIANCE OFFICER | E | Control |
| PULSIFER, NATHANIEL | I | OWNER | E | Control |
| PULSIFER, NATHANIEL | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (2)
MA NH
Address
29 N MAIN STIPSWICH, MA 01938-0170
USA
Phone: 978-356-3530