RIA Intelligence

WIESE CAPITAL MANAGEMENT INC

CRD #107359 SEC #801-47370 SOUTHPORT, CT 203-255-3331
SEC Registered
Total AUM
$68.2M
Discretionary
$11.1M
Employees
1
Clients
1
Accounts
50

Firm Details

Organization Type
Corporation
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
BABYAK, JOHN, MICHAELISENIOR VICE PRESIDENTNA Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN & CEOE Control
WIESE, PETER, CHRISTIANICHAIRMAN & CEOE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control
WIESE, PETER, CHRISTIANICHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (2)

CT NY

Address

200 PEQUOT AVENUE
SOUTHPORT, CT 06890
United States
Phone: 203-255-3331