CORNERSTONE CAPITAL MANAGEMENT LLC
Legal name: CORNERSTONE
CRD #107366 SEC #801-45262 EDINA, MN (952) 229-8100
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
20
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 2, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| ABDUL, HERMAN, ANTHONY | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BERKOWITZ, THOM, CHARLES | I | SENIOR VICE PRESIDENT | NA | |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| BLUNT, CHRISTOPHER, OWSLEY | I | ELECTED MANAGER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CABREROS, RENNY, ALAN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ECKERT, MICHAEL, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| ECKERT, MICHAEL, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| ECKERT, MICHAEL, PAUL | I | SENIOR VICE PRESIDENT | NA | |
| FRAUENSHUH, DAVID, RAY | I | MANAGER | NA | |
| FRAUENSHUH, DAVID, RAY | I | DIRECTOR | NA | |
| FRAUENSHUH, DAVID, RAY | I | DIRECTOR | NA | |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN | I | MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| HUNG, YIE-HSIN, NMN | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SR VP OF FINANCE & OPS, CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SR VP, DIRECTOR OF FINANCE & OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, R | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT, DIRECTOR OF FINANCE & OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| KIX, LOREN, RAY | I | CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT AND TREASURER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAN OF THE BOARD OF MANAGERS | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | Control |
| LENTZ, STEVEN, GUY | I | SENIOR VICE PRESIDENT, CCO, GENERAL COUNSEL | NA | Control |
| PENN, JOHN, CLARENCE | I | TRUSTEE | NA | |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RHODEHOUSE, KEVIN, GLENN | I | CORPORATE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| SHIVELY, GEORGE, S | I | SECRETARY AND EXECUTIVE OFFICER | NA | Control |
| BETZ, CHARLES | I | CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER AND DIRECTOR | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT | DE | MEMBER | D | Control |
| MADISON SQUARE INVESTORS LLC | DE | MEMBER | D | Control |
| WYATT, ANDREW, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | D | Control |
| WYATT, ANDREW, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | D | Control |
| WYATT, ANDREW, SCOTT | I | PRESIDENT (01/2003), CHIEF EXECUTIVE OFFICER AND DIRECTOR | D | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | D | Control |
| CORNERSTONE CAPITAL MANAGEMENT, INC. | DE | MEMBER | C | |
| DAVID R. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | DE | SHAREHOLDER | C | |
| DAVID R. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST (JOHN CLARENCE PENN TRUSTEE) | DE | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, R. | I | SHAREHOLDER | C | |
| FRAUENSHUH, DAVID, RAY | I | SHAREHOLDER | C | |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, PRESIDENT, MEMBER AND MANGER | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | C | Control |
| SANDRA L. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | DE | SHAREHOLDER | C | |
| SANDRA L. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST (JOHN CLARENCE PENN TRUSTEE) | DE | SHAREHOLDER | C | |
| WYATT, ANDREW, SCOTT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | C | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER MEMBER, PRESIDENT AND MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, PRESIDENT, MEMBER AND MANGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER MEMBER AND MANGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER MEMBER, PRESIDENT AND MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, PRESIDENT, MEMBER AND MANGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER MEMBER, PRESIDENT AND MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| KAMP, THOMAS, GREGORY | I | CHIEF INVESTMENT OFFICER, MEMBER, PRESIDENT AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
| WYATT, ANDREW, SCOTT | I | CHIEF EXECUTIVE OFFICER, MEMBER AND ELECTED MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENN, JOHN, CLARENCE | I | DAVID R. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | F | Control |
| PENN, JOHN, CLARENCE | I | SANDRA L. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | F | Control |
| PENN, JOHN, CLARENCE | I | DAVID R. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | F | Control |
| PENN, JOHN, CLARENCE | I | SANDRA L. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST | F | Control |
| DAVID R. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST (JOHN CLARENCE PENN TRUSTEE) | DE | CORNERSTONE CAPITAL MANAGEMENT, INC. | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MADISON SQUARE INVESTORS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC | E | Control |
| SANDRA L. FRAUENSHUH 2012 GRANTOR RETAINED ANNUITY TRUST (JOHN CLARENCE PENN TRUSTEE) | DE | CORNERSTONE CAPITAL MANAGEMENT, INC. | E |
Registrations
Federal
IA
Aug 2, 2016 REGISTERED
Notice Filings (4)
CA MN NH TX
Address
3600 MINNESOTA DRIVE, SUITE 70EDINA, MN 55435
United States
Phone: (952) 229-8100