DAWSON RUSSELL INC.
Legal name: DAWSON WEALTH MANAGEMENT
CRD #107375 SEC #801-41453 CLEVELAND, OH 440-333-9000
SEC Registered
Total AUM
$109M
Discretionary
$109M
Employees
--
Clients
25
Accounts
450
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARLEY, CORAL, EUGENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| FARLEY, CORAL, EUGENA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KMETZ, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| KMETZ, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| KMETZ, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| SORBORO, CARL, ANTHONY | I | CHIEF OPERATING OFFICE | NA | |
| STERNHEIMER, LAURA, LYNN | I | VICE PRESIDENT FINANCIAL PLANNING | NA | |
| HEIDER, JOSEPH, PATRICK | DE | PRESIDENT | D | Control |
| HEIDER, JOSEPH, PATRICK | DE | PRESIDENT | D | Control |
| HEIDER, JOSEPH, PATRICK | DE | PRESIDENT | D | Control |
| SHERMAN, DUANE, MICHAEL | I | VICE PRESIDENT | C | Control |
| SHERMAN, DUANE, MICHAEL | I | VICE PRESIDENT | C | Control |
| SHERMAN, DUANE, MICHAEL | I | VICE PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEIDER, JOSEPH, PATRICK | I | DAWSON WEALTH MANAGEMENT | D | Control |
| SHERMAN, DUANE, MICHAEL | I | DAWSON WEALTH MANAGEMENT | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (2)
FL OH
Address
1340 DEPOT STCLEVELAND, OH 44116
United States
Phone: 440-333-9000