TRANSAMERICA ASSET MANAGEMENT, INC.
CRD #107376 SEC #801-53319 DENVER, CO 720-482-1500
SEC Registered Disclosures
Total AUM
$65.2B
Discretionary
$63.7B
Employees
58
Clients
--
Accounts
134
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2025
- Branch Offices
- 0
- LEI
- 549300DZA4ZCLQ8JE491
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRIGHTMAN, GLENN, EUGENE | I | SENIOR VICE PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | VICE PRESIDENT, COUNSEL, COMPLIANCE OFFICER & ASSISTANT SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | VICE PRESIDENT, GENERAL COUNSEL, COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARTER, JOHN, KINNLEY | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| CARUSONE, JOSEPH, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| DAVIS, WILLIAM, THOMAS | I | VICE PRESIDENT | NA | Control |
| DAY, KIM, DENISE | I | VICE PRESIDENT & TREASURER | NA | |
| DAY, KIM, DENISE | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| DAY, KIM, DENISE | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| DAY, KIM, DENISE | I | SENIOR VICE PRESIDENT & TREASURER | NA | Control |
| DAY, KIM, DENISE | I | VICE PRESIDENT | NA | |
| DE LEEUW, RONALD | I | TREASURER | NA | |
| DE LEEUW, RONALD | I | TREASURER | NA | |
| DE LEEUW, RONALD | I | TREASURER | NA | |
| DE LEEUW, RONALD | I | TREASURER | NA | Control |
| DE LEEUW, RONALD | I | TREASURER | NA | Control |
| DE LEEUW, RONALD | I | TREASURER | NA | Control |
| DE LEEUW, RONALD | I | TREASURER | NA | Control |
| DE LEEUW, RONALD | I | TREASURER | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| Durham, Joshua, Wesley | I | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALBRAITH, TIMOTHY, SCOTT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS | NA | |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | NA | Control |
| GALLAGHER, DENNIS, PATRICK | I | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | NA | Control |
| GEIGER, WILLIAM, HAROLD | I | SECRETARY | NA | |
| HAMILTON, ALLAN, JOHN | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HAMILTON, ALLAN, JOHN | I | VICE PRESIDENT & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HEBURN, KAREN, DEBRA | I | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | NA | Control |
| HITTLE, BYRON, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT | NA | |
| KEELAN, KYLE, ALDON | I | SENIOR VICE PRESIDENT | NA | |
| KENNEY, JOHN, RAYMOND | I | CHAIRMAN, PRESIDENT & DIRECTOR | NA | Control |
| KING, ERIN, ELIZABETH | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| KING, ERIN, ELIZABETH | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| KOLSRUD, DOUGLAS, C | I | DIRECTOR | NA | Control |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | ACTING CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | ACTING CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| LENHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MALLETT, JOHN, THOMAS | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| MORIARTY, THOMAS, RAYMOND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| Madden, Michael, Joseph | I | CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| NORMAN, LARRY, NEIL | I | CHAIRMAN & DIRECTOR | NA | Control |
| NORMAN, LARRY, NEIL | I | CHAIRMAN & DIRECTOR | NA | Control |
| NORMAN, LARRY, NEIL | I | CHAIRMAN & DIRECTOR | NA | Control |
| NORMAN, LARRY, NEIL | I | CHAIRMAN & DIRECTOR | NA | Control |
| Nelson, Erin, Douglas | I | ASSISTANT GENERAL COUNSEL | NA | Control |
| Nelson, Erin, Douglas | I | ASSISTANT GENERAL COUNSEL | NA | Control |
| Nelson, Erin, Douglas | I | ASSISTANT GENERAL COUNSEL | NA | Control |
| Nelson, Erin, Douglas | I | ASSISTANT GENERAL COUNSEL | NA | Control |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| PORTER, TODD, ROBERT | I | SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION | NA | |
| RESNIK, RICKY, BART | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| RESNIK, RICKY, BART | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| REYMANN, II, THOMAS, GREGORY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT & DEPUTY CHIEF COMPLIANCE OFFICER | NA | Control |
| REYMANN, II, THOMAS, GREGORY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| REYMANN, II, THOMAS, GREGORY | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| REYMANN, II, THOMAS, GREGORY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | NA | |
| ROETZER, CHRISTOPHER, GEORGE | I | VICE PRESIDENT | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBERGER, FRANCINE, JUDITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, BRIAN, C | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SCOTT, BRIAN, CHARLES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SCOTT, BRIAN, CHARLES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SCOTT, BRIAN, CHARLES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SCOTT, BRIAN, CHARLES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SCOTT, BRIAN, CHARLES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| SMIT, MARIJN, PAUL | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR AND SENIOR VICE PRESIDENT-INVESTMENT MANAGEMENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR AND SENIOR VICE PRESIDENT-INVESTMENT MANAGEMENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR AND VICE PRESIDENT-INVESTMENT MANAGEMENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR AND VICE PRESIDENT-INVESTMENT MANAGEMENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STAPLES, CHRISTOPHER, ALAN | I | SENIOR VICE PRESIDENT | NA | Control |
| STERLACCI, CAROL, A | I | INTERIM PRINCIPAL FINANCIAL OFFICER | NA | Control |
| STERLACCI, CAROL, A | I | VICE PRESIDENT AND TREASURER | NA | Control |
| STERLACCI, CAROL, ANN | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| STROUSE, ELIZABETH | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| STROUSE, ELIZABETH | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| STROUSE, ELIZABETH | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| STROUSE, ELIZABETH | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| STROUSE, ELIZABETH | I | VICE PRESIDENT, CHIEF ACCOUNTING OFFICER | NA | |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SWANK, THOMAS, ANTHONY | I | DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| Sensenbaugh, David, James | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TONER, VINCENT, JOHN | I | VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER | NA | |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR AND ASSISTANT SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR AND ASSISTANT SECRETARY | NA | Control |
| TYLER, TANE, THERESE | I | DIRECTOR AND ASSISTANT SECRETARY | NA | Control |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT AND TREASURER | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | Control |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | Control |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | Control |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | Control |
| Toner, Vincent, John | I | VICE PRESIDENT | NA | Control |
| VAHL, JEROME, CHARLES | I | DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| WALD, THOMAS, ROBERT | I | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| YAEGER, ALAN, MARTIN | I | DIRECTOR | NA | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER OF REGISTRATNT | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | JOINT OWNER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | DE | JOINT OWNER OF REGISTRANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO & AUSA HOLDING COMPANY | DE | JOINT OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | DE | SOLE OWNER OF APPLICANT | E | Control |
| WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | DE | SOLE OWNER OF APPLICANT | E | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | B | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | B | Control |
| AUSA HOLDING COMPANY | DE | JOINT OWNER OF REGISTRANT | B | Control |
| AUSA HOLDING, LLC | DE | JOINT OWNER OF REGISTRANT | B | Control |
| AUSA HOLDING, LLC | DE | JOINT OWNER OF REGISTRANT | B | Control |
| AUSA HOLDING, LLC | DE | JOINT OWNER | B | Control |
| AUSA HOLDING, LLC | DE | JOINT OWNER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
| AUSA HOLDING, LLC | DE | SHAREHOLDER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL B.V. | FE | TRANSAMERICA CORP. (DE) | E | Control |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON LTD. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON NV | FE | AEGON INTERNATIONAL B.V. | E | |
| AEGON U.S. CORP. | DE | AEGON USA, INC. | E | |
| AEGON U.S. CORP. | DE | AEGON USA, INC. | E | |
| AEGON U.S. CORP. | DE | AEGON USA, INC. | E | |
| AEGON U.S. CORP. | DE | AEGON USA, INC. | E | |
| AEGON U.S. CORP. | DE | AEGON USA, INC. | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORP. | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORP. | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORP. | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORP. | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORP. | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORP. | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, INC. | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA, INC. | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, INC. | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, INC. | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, INC. | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, INC. | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO. | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO. | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO. | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO. | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO | E | |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA PREMIER LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| COMMONWEALTH GENERAL CORPORATION | DE | TRANSAMERICA LIFE INSURANCE COMPANY | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| FIRST AUSA LIFE INSURANCE COMPANY | DE | WESTERN RESERVE LIFE ASSURANCE COMPANY OF OHIO | E | Control |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | FE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORP. (DE) | E | |
| TRANSAMERICA CORP. | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AEGON U.S. HOLDING CORP. | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND TRANSAMERICA PREMIER LIFE INSURANCE CO. | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORP | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION | E | |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | COMMONWEALTH GENERAL CORPORATION | E | Control |
| TRANSAMERICA CORP. (DE) | DE | AUSA HOLDING, LLC | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | FIRST AUSA LIFE INSURANCE COMPANY | E | Control |
| VERENIGING AEGON | FE | AEGON N.V. | E | |
| VERENIGING AEGON | FE | AEGON N.V. | E | |
| VERENIGING AEGON | FE | AEGON N.V. | E | |
| VERENIGING AEGON | FE | AEGON N.V. | E | |
| VERENIGING AEGON | FE | AEGON N.V. | E |
Registrations
Federal
IA
Sep 18, 2025 REGISTERED
Notice Filings (1)
CO
Address
1801 CALIFORNIA STREETSUITE 5200
DENVER, CO 80202
United States
Phone: 720-482-1500