CAVES & ASSOCIATES
CRD #107386 SEC #801-39728 MANHATTAN BEACH, CA 310-545-4179
SEC Registered
Total AUM
$132.4M
Discretionary
$128.2M
Employees
1
Clients
51
Accounts
265
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2012 | $132.4M | $128.2M | $4.2M | 1 | 26 |
| Mar 2012 | $132.4M | $128.2M | $4.2M | 1 | 26 |
| Mar 2011 | $132.3M | $128.2M | $4.2M | 5 | -- |
| Feb 2007 | $130.8M | $125.5M | $5.3M | 5 | -- |
| Feb 2007 | $130.8M | $125.5M | $5.3M | 5 | -- |
| Mar 2006 | $112.4M | $108.1M | $4.3M | 5 | -- |
| Sep 2005 | $95.7M | $91.6M | $4.2M | 5 | -- |
DateOct 2012
Total AUM$132.4M
Discretionary$128.2M
Non-Disc.$4.2M
Employees1
Clients26
DateMar 2012
Total AUM$132.4M
Discretionary$128.2M
Non-Disc.$4.2M
Employees1
Clients26
DateMar 2011
Total AUM$132.3M
Discretionary$128.2M
Non-Disc.$4.2M
Employees5
Clients--
DateFeb 2007
Total AUM$130.8M
Discretionary$125.5M
Non-Disc.$5.3M
Employees5
Clients--
DateFeb 2007
Total AUM$130.8M
Discretionary$125.5M
Non-Disc.$5.3M
Employees5
Clients--
DateMar 2006
Total AUM$112.4M
Discretionary$108.1M
Non-Disc.$4.3M
Employees5
Clients--
DateSep 2005
Total AUM$95.7M
Discretionary$91.6M
Non-Disc.$4.2M
Employees5
Clients--