CONNING, INC.
CRD #107423 SEC #801-18641 HARTFORD, CT 860-299-2000
SEC Registered
Total AUM
$99.5B
Discretionary
$99.1B
Employees
270
Clients
0
Accounts
536
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 11, 2025
- Branch Offices
- 1
- LEI
- 549300ZOGI4KK37BDV40
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BEAULIEU, CYNTHIA, ANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | S.V.P, GENERAL COUNSEL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | MANAGING DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | MANAGING DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | MANAGING DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BOURQUE, WILLIAM, MICHAEL | I | MANAGING DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| BRADFORD, LINWOOD, EARLE | I | CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD | NA | Control |
| CAMPBELL, JR, FRANK D | I | HEAD OF ASSET MANAGEMENT | NA | Control |
| CAMPBELL, JR, FRANK D | I | HEAD OF ASSET MANAGEMENT | NA | Control |
| CAMPBELL, JR, FRANK D | I | HEAD OF ASSET MANAGEMENT | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & COO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & COO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & COO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & COO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | PRESIDENT & CEO | NA | Control |
| CORRENTI, SALVATORE | I | CEO | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\BOARD MEMBER | NA | Control |
| DALY, MATTHEW, KENNETH | I | MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\BOARD MEMBER | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF SALES | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF SALES | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF SALES | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| HEISER, GLENN | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Hritcko, Lorraine, S | I | MANAGING DIRECTOR\BOARD MEMBER | NA | Control |
| Hritcko, Lorraine, S | I | MANAGING DIRECTOR\BOARD MEMBER | NA | Control |
| KOPSKY, PAUL, WILLIAM | I | SENIOR VP AND CHIEF FINANCIAL OFFICER | NA | Control |
| KOPSKY, PAUL, WILLIAM | I | SENIOR VP AND CHIEF FINANCIAL OFFICER | NA | Control |
| KOPSKY, PAUL, WILLIAM | I | SENIOR VP AND CHIEF FINANCIAL OFFICER | NA | Control |
| KRAFT, DENNIS | I | SR. VP - CREDIT RESEARCH & TRADING | NA | Control |
| LEE, JUNG, WON | I | CFO | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| LEE, JUNG, WON | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, ROBERT, STEDMAN | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| RANA, OWAIS, TAHIR | I | MANAGING DIRECTOR, INVESTMENT SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR- INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | SR. V.P. - INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, INDEX & RISK MANAGEMENT | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & SOFTWARE SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS | NA | Control |
| ROMANO, JAMES, P | I | MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | SENIOR VP & CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | SENIOR VP & CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | CIO OF ASSET MANAGEMENT, MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | SENIOR VP & CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | SENIOR VP & CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SEGA, RICHARD, LOUIS | I | MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VI (VIOLA), R. | I | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | NA | Control |
| SMALLEY, VIOLA, ROXANNE | I | CHIEF LEGAL OFFICER/CORPORATE SECRE | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SONLIN, STEPHEN | I | MANAGING DIRECTOR, RESEARCH & CONSULTING | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHAIRMAN | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHAIRMAN | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHAIRMAN | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHAIRMAN | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHAIRMAN | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SWEENEY, JOHN, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | OWNER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
| CONNING & COMPANY | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| ASSICURAZIONI GENERALI S.P.A | FE | GENERALI INVESTMENTS HOLDING S.P.A | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY FINANCIAL HOLDING CO., LTD. | FE | CATHAY LIFE INSURANCE CO., LTD | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CATHAY LIFE INSURANCE CO., LTD | FE | CONNING HOLDINGS LIMITED | E | Control |
| CONNING CORPORATION | DE | CONNING, INC. | E | Control |
| CONNING CORPORATION | DE | CONNING, INC. | E | Control |
| CONNING CORPORATION | DE | CONNING, INC. | E | Control |
| CONNING CORPORATION | DE | CONNING, INC. | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS CORP | DE | CONNING & COMPANY | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING HOLDINGS LIMITED | FE | CONNING U.S. HOLDINGS, INC. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING U.S. HOLDINGS, INC. | DE | CONNING HOLDINGS CORP. | E | Control |
| CONNING, INC. | DE | CONNING & COMPANY | E | Control |
| CONNING, INC. | DE | CONNING & COMPANY | E | Control |
| CONNING, INC. | DE | CONNING & COMPANY | E | Control |
| CONNING, INC. | DE | CONNING & COMPANY | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| GENERALI INVESTMENTS HOLDING S.P.A | FE | CONNING HOLDINGS LIMITED | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERICA HOLDING CORPORATION | DE | CONNING & COMPANY | E | Control |
| SWISS RE AMERIDA HOLDING CORPORATION | DE | CONNING CORPORATION | E | Control |
| SWISS RE AMERIDA HOLDING CORPORATION | DE | CONNING CORPORATION | E | Control |
| SWISS RE AMERIDA HOLDING CORPORATION | DE | CONNING CORPORATION | E | Control |
| SWISS RE AMERIDA HOLDING CORPORATION | DE | CONNING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| SWISS REINSURANCE COMPANY | FE | SWISS RE AMERICA HOLDING CORPORATION | E | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND L.P. | DE | CONNING HOLDINGS CORP. | D | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
| AQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. | FE | CONNING HOLDS CORP | C | Control |
Registrations
Federal
IA
Nov 11, 2025 REGISTERED
Notice Filings (10)
CT FL IL LA MO NY OH TN TX VT
Address
ONE FINANCIAL PLAZA755 MAIN STREET
HARTFORD, CT 06103
United States
Phone: 860-299-2000