RIA Intelligence

RALPH S. MARGEL & ASSOCIATES, LLC

Legal name: MARGEL WEALTH MANAGEMENT

CRD #107430 SEC #801-77907 PARAMUS, NJ 201-843-0088
SEC Registered
Total AUM
$104.8M
Discretionary
$104.8M
Employees
2
Clients
51
Accounts
74

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Jersey
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MARGEL, RALPH, SANDYIPRESIDENTE Control
MARGEL, RALPH, SANDYIMEMBER, COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIPRESIDENTE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control
MARGEL, RALPH, SANDYIMEMBER, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 27, 2019 REGISTERED

Notice Filings (3)

NJ NY TX

Address

28 FARVIEW TERRACE
PARAMUS, NJ 07652
United States
Phone: 201-843-0088