RIA Intelligence

UNITED ASSET STRATEGIES INC.

CRD #107434 SEC #801-41464 GARDEN CITY, NY 516-222-0021
SEC Registered
Total AUM
$1.8B
Discretionary
$1.7B
Employees
32
Clients
51
Accounts
4,029

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 18, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
BELLER, KATHRYN, PAYNEICHIEF COMPLIANCE OFFICERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
GIBBONS, ERIN, ALBIEZICHIEF OPERATIONS OFFICER AND SHAREHOLDERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESIEXECUTIVE VICE PRESIDENTNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
MURPHY, ROBERT, JAMESICHIEF OPERATIONS OFFICERNA Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEICHIEF COMPLIANCE OFFICERE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEICHIEF COMPLIANCE OFFICERE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEICHIEF COMPLIANCE OFFICERE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEICHIEF COMPLIANCE OFFICERE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, LEEIPRESIDENTE Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RICHIEF INVESTMENT OFFICER AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RYANICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND SHAREHOLDERC Control
DELORENZO, MATTHEW, RYANICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
RICCARDI, MICHAEL, VICTORIPRESIDENT AND SHAREHOLDERC Control
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
UNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANDESHAREHOLDERB
BIGGIN, PAUL, MICHAELIVICE PRESIDENTA Control
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA
DELORENZO, LEEIFOUNDER, SHAREHOLDER, AND CHAIRPERSON OF THE BOARD OF DIRECTORSA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control
DELORENZO, LEEIUNITED ASSET STRATEGIES, INC. EMPLOYEE STOCK OWNERSHIP PLANF Control

Registrations

Federal

IA
Dec 18, 2025 REGISTERED

Notice Filings (27)

AZ CA CO CT DE FL GA IL LA MA MD ME MO NC NH NJ NV NY OH PA SC TX VA VI VT WA WI

Address

377 OAK STREET
SUITE 403
GARDEN CITY, NY 11530
United States
Phone: 516-222-0021