ALLIANCE CORPORATE FINANCE GROUP INC
CRD #107437 SEC #801-43569 NEW YORK, NY 212-969-1000
SEC Registered
Total AUM
--
Discretionary
--
Employees
6
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, MARK | I | CO-CHAIRMAN, CO-CEO, DIRECTOR | NA | Control |
| ARNOLD, MARK | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| ARNOLD, MARK | I | CO-CHAIRMAN, CO-CEO, DIRECTOR | NA | Control |
| ARNOLD, MARK | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| ARNOLD, MARK | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| BERTAN, LAURENCE, HUGH | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| BREWER, DAVID, R | I | VICE PRES. AND ASSISTANT SECRETARY | NA | Control |
| BREWER, DAVID, R | I | VICE PRES. AND ASSISTANT SECRETARY | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | DIRECTOR | NA | Control |
| CARIFA, JOHN, DONATO | I | DIRECTOR | NA | Control |
| CARIFA, JOHN, DONATO | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, E. | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | DIRECTOR | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, VICE PRESIDENT AND ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | DIRECTOR, ASST TREASURER | NA | Control |
| JOSEPH, JR., ROBERT HENRY | I | DIRECTOR, VICE PRESIDENT AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRESIDENT AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRES. AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRESIDENT AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRES. AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRESIDENT AND TREASURER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | VICE PRESIDENT AND TREASURER | NA | Control |
| LIEBERMAN, GERALD M. | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MANLEY, MARK R. | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK R. | I | SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MANLEY, MARK, R | I | VICE PRES. AND ASSIST. SECRETARY | NA | Control |
| MANLEY, MARK, R | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MANLEY, MARK, R | I | VICE PRES. AND ASSIST. SECRETARY | NA | Control |
| MANLEY, MARK, R | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MANLEY, MARK, R | I | VICE PRESIDENT AND ASSISTANT SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANLEY, MARK, RANDALL | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASST SECRETARY | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRES. AND CFO | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRES. AND CFO | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MANTINEO, JOSEPH, JOHN | I | VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| MARTIN, DAVID | I | DIRECTOR | NA | Control |
| MARTIN, DAVID | I | DIRECTOR | NA | Control |
| MARTIN, DAVID | I | DIRECTOR | NA | Control |
| MARTIN, DAVID | I | DIRECTOR | NA | Control |
| MCMANUS, ROBERT, D | I | VICE PRES., GENERAL COUNSEL & SECRETARY | NA | Control |
| NOONE, CHRISTOPHER | I | VICE PRES. AND CAO | NA | Control |
| NOONE, CHRISTOPHER | I | VICE PRES. AND CAO | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| RODRIGUEZ, JUAN | I | VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR | NA | Control |
| SPILKA, ADAM, RICHARD | I | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| SPILKA, ADAM, RICHARD | I | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| SPILKA, ADAM, RICHARD | I | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| SPILKA, ADAM, RICHARD | I | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| SPILKA, ADAM, RICHARD | I | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| TEDFORD, ALASTAIR, GALBRAITH | I | CO-CHAIRMAN, CO-CEO & DIRECTOR | NA | Control |
| TEDFORD, ALASTAIR, GALBRAITH | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| TEDFORD, ALASTAIR, GALBRAITH | I | CO-CHAIRMAN, CO-CEO & DIRECTOR | NA | Control |
| TEDFORD, ALASTAIR, GALBRAITH | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| TEDFORD, ALASTAIR, GALBRAITH | I | CO-CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | DIRECTOR | NA | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% S/H OF REGISTRANT | E | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% S/H OF REGISTRANT | E | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCE CAPITAL MANAGEMENT CORPORATION OF DELAWARE ("ACMCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCE CAPITAL MANAGEMENT L P | DE | ACMCD | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
| ALLIANCEBERNSTEIN L.P. | DE | ALLIANCEBERNSTEIN CORPORATION OF DELAWARE | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Address
1345 AVENUE OF THE AMERICASNEW YORK, NY 10105
United States
Phone: 212-969-1000