ALLIANCEBERNSTEIN CORPORATION
CRD #107445 SEC #801-39910 NEW YORK, NY 212-969-1000
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
0
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 17, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADELSON, ANDREW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ADELSON, ANDREW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ADELSON, ANDREW, SCOTT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| AUDET, PAUL, LOUIS | I | DIRECTOR OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERNSTEIN, SETH, PERRY | I | CEO OF ABC | NA | Control |
| BERTAN, LAURENCE, HUGH | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| BERTAN, LAURENCE, HUGH | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| BLUNDIN, JOHN, L. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BLUNDIN, JOHN, L. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BLUNDIN, JOHN, L. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BLUNDIN, JOHN, L. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BLUNDIN, JOHN, L. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BREWER, DAVID, R | I | SVP, GEN. COUNSEL & SEC. OF ACMC | NA | Control |
| BREWER, DAVID, R | I | SVP, GEN. COUNSEL & SEC. OF ACMC | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR OF ACMC | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR OF ACMC | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR | NA | Control |
| BRYDON, DONALD, HOOD | I | DIRECTOR | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| BURKE, CATHERINE, COONEY | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF ACMC | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF ACMC | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CALVERT, BRUCE, WILLIAM | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| CARIFA, JOHN, DONATO | I | PRESIDENT, COO & DIRECTOR OF ACMC | NA | Control |
| CARIFA, JOHN, DONATO | I | PRESIDENT, COO & DIRECTOR OF ACMC | NA | Control |
| CARIFA, JOHN, DONATO | I | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| CARREL-BILLIARD, DOMINIQUE | I | DIRECTOR | NA | Control |
| COHEN, LAWRENCE, HUNTER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| COHEN, LAWRENCE, HUNTER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR OF ACMC | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR OF ACMC | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| CORBET, KATHLEEN, ANN | I | EXECUTIVE VICE PRESIDENT & CEO OF ALLIANCE FIXED INCOME INVESTORS | NA | Control |
| CORBET, KATHLEEN, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORBET, KATHLEEN, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORBET, KATHLEEN, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CRANCH, LAURENCE, E | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, E | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, E | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, E | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | GENERAL COUNSEL | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| CRANCH, LAURENCE, EDWARD | I | CHIEF LEGAL OFFICER | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR OF ACMC | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR OF ACMC | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DE CASTRIES, HENRI DE LA CROIX | I | DIRECTOR | NA | Control |
| DEOLIVEIRA, RAMON | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DEOLIVEIRA, RAMON, EUGENE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| DIBADJ, ALI | I | HEAD OF FINANCE AND STRATEGY | NA | Control |
| DIBADJ, ALI | I | HEAD OF FINANCE AND STRATEGY | NA | Control |
| DIBADJ, ALI | I | HEAD OF FINANCE AND STRATEGY | NA | Control |
| DIBADJ, ALI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIBADJ, ALI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIBADJ, ALI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIBADJ, ALI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIBADJ, ALI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGANGI, KYLE, CHRISTOPHER | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR OF ACMC | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR OF ACMC | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS, PIERRE MARIE | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS, PIERRE MARIE | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS, PIERRE MARIE | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS, PIERRE MARIE | I | DIRECTOR | NA | Control |
| DUVERNE, DENIS, PIERRE MARIE | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR OF ACMC | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR OF ACMC | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| ELLIOTT, STEVEN, F | I | DIRECTOR | NA | Control |
| EMERSON, PAUL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ETZENBACH, PETER | I | DIRECTOR | NA | Control |
| ETZENBACH, PETER | I | DIRECTOR | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FALLON-WALSH, BARBARA, ANNE | I | DIRECTOR OF ABC | NA | Control |
| FARRELL, EDWARD, JOHN | I | ACTING CHIEF FINANCIAL OFFICER | NA | Control |
| FARRELL, EDWARD, JOHN | I | ACTING CHIEF FINANCIAL OFFICER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | SENIOR VICE PRESIDENT & CONTROLLER | NA | Control |
| FARRELL, EDWARD, JOSEPH | I | SENIOR VICE PRESIDENT & CONTROLLER | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FEDAK, MARILYN, GOLDSTEIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GINGRICH, JAMES, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GINGRICH, JAMES, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHAIRMAN & CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| GINGRICH, JAMES, ANDREW | I | CHIEF OPERATING OFFICER OF AB | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN & DIRECTOR OF ACMC | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN & DIRECTOR OF ACMC | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HARRISON, ALFRED (NMN) | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HECHINGER, DEBORAH, SMITH | I | DIRECTOR OF ABC | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN & DIRECTOR OF ACMC | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN & DIRECTOR OF ACMC | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HERTOG, ROGER | I | VICE CHAIRMAN AND DIRECTOR | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEXNER, THOMAS, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HICKS, WESTON, MILLIKEN | I | DIRECTOR | NA | Control |
| HOLLEY, BRUCE, M | I | DIRECTOR OF ABC | NA | Control |
| HOLLEY, BRUCE, M | I | DIRECTOR OF ABC | NA | Control |
| HOLLEY, BRUCE, M | I | DIRECTOR OF ABC | NA | Control |
| HOLLEY, BRUCE, M | I | DIRECTOR OF ABC | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR OF ACMC | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR OF ACMC | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HOLLOWAY, BENJAMIN, DUKE | I | DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| HURD, JEFFREY, (NMN) | I | ABC DIRECTOR | NA | Control |
| Holley, Bruce, M | I | DIRECTOR OF ABC | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR OF ACMC | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR OF ACMC | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JARMAIN, WILLIAM, EDWIN CHARLES | I | DIRECTOR | NA | Control |
| JOSEPH, JR., ROBERT HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JOSEPH, JR., ROBERT HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JOSEPH, JR., ROBERT HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JOSEPH, JR., ROBERT HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SVP AND CFO OF ACMC | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SVP AND CFO OF ACMC | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| JOSEPH, ROBERT, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER | NA | Control |
| KAYE, DANIEL, G | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KAYE, DANIEL, GEORGE | I | DIRECTOR OF ABC | NA | Control |
| KEITH, ROBERT, MARSHALL | I | EXECUTIVE MANAGING DIRECTOR, ALLIANCEBERNSTEIN INVESTMENTS INC. | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| KRAUS, PETER, STEVEN | I | CHAIRMAN AND CEO OF ABC | NA | Control |
| LAMM-TENNANT, JOAN, (NMN) | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| LAMM-TENNANT, JOAN, (NMN) | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| LAMM-TENNANT, JOAN, (NMN) | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| LAMM-TENNANT, JOAN, (NMN) | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICHOLAS, BURRITT | I | ABC DIRECTOR | NA | Control |
| LANE, NICK | I | ABC DIRECTOR | NA | Control |
| LANE, NICK | I | ABC DIRECTOR | NA | Control |
| LANE, NICK | I | ABC DIRECTOR | NA | Control |
| LAUGHLIN, MICHAEL, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LEIBOWITZ, SHELLEY, B | I | DIRECTOR OF ABC | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LESSER, DAVID, MICHAEL | I | CORPORATE SECRETARY | NA | Control |
| LIEBERMAN, GERALD M. | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEBERMAN, GERALD M. | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEBERMAN, GERALD M. | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEBERMAN, GERALD, M | I | EXECUTIVE VICE PRESIDENT, FINANCE & OPERATIONS, DIRECTOR OF ACMC | NA | Control |
| LIEBERMAN, GERALD, M | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| LIEBERMAN, GERALD, M | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| LIEBERMAN, GERALD, M | I | EXECUTIVE VICE PRESIDENT, FINANCE & OPERATIONS, DIRECTOR OF ACMC | NA | Control |
| LIEBERMAN, GERALD, M | I | EXECUTIVE VICE PRESIDENT, FINANCE & OPERATIONS | NA | Control |
| LIEBERMAN, GERALD, M | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| LIEBERMAN, GERALD, M | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| LIEBERMAN, GERALD, MICHAEL | I | DIRECTOR, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| Lamm-Tennant, Joan | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MALMSTROM, ANDERS, BJORN | I | DIRECTOR OF ABC | NA | Control |
| MANLEY, MARK R. | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK R. | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK R. | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, R | I | SVP., ASST. SEC. & COMP. OFF. OF ACMC | NA | |
| MANLEY, MARK, R | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, R | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, R | I | SVP., ASST. SEC. & COMP. OFF. OF ACMC | NA | |
| MANLEY, MARK, R | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, R | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, R | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY AND COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ASST SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MANLEY, MARK, RANDALL | I | GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| MARKS, JACQUELINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARKS, JACQUELINE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARKS, JACQUELINE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARKS, JACQUELINE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MASSAD, LORI, ANNE | I | EXECUTIVE VICE PRESIDENT OF ABC | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MASSAD, LORI, ANNE | I | CHIEF TALENT OFFICER -- TALENT DEVELOPEMENT & HUMAN CAPITAL | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MATUS, KRISTI, ANN | I | DIRECTOR OF ABC | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAYER, MARC, ORLANS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, ANDREW, JOHN | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MESSER, HEIDI, SUE | I | DIRECTOR OF ABC | NA | Control |
| MILLER, EDWARD, DANIEL | I | DIRECTOR OF ACMC | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| MOLLOY, KEVIN | I | DIRECTOR | NA | Control |
| MOREAU, NICOLAS | I | DIRECTOR | NA | Control |
| MOREAU, NICOLAS | I | DIRECTOR | NA | Control |
| MOREAU, NICOLAS | I | DIRECTOR | NA | Control |
| NARAYANDAS, DAS, (NMN) | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, (NMN) | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, (NMN) | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, (NMN) | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NARAYANDAS, DAS, NMN | I | DIRECTOR OF ABC | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR OF ACMC | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR OF ACMC | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| NORIS, PETER, DANA | I | DIRECTOR | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, (NMN) | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, (NMN) | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, (NMN) | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, (NMN) | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, ALLAN | I | DIRECTOR | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEARSON, MARK, NMN | I | DIRECTOR OF AB | NA | Control |
| PEEBLES, DOUGLAS, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PEEBLES, DOUGLAS, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PEEBLES, DOUGLAS, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PEEBLES, DOUGLAS, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PEEBLES, DOUGLAS, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| REILLY, JAMES, GERARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RISSMAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SANDERS, LEWIS ALAN | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS ALAN | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS ALAN | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIR. & CIO OF ACMC | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIR. & CIO OF ACMC | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, LEWIS, ALAN | I | VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR OF ACMC | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR OF ACMC | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR | NA | Control |
| SAVAGE, FRANK | I | DIRECTOR | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCHOEN, SCOTT, ALAN | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SCOTT, BERTRAM, LEE | I | DIRECTOR OF ABC | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, A | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALETT, LISA, ANN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SIEMERS, WILLIAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SIEMERS, WILLIAM, ROBERT | I | INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| SIEMERS, WILLIAM, ROBERT | I | INTERIM CHIEF FINANCIAL OFFICER | NA | Control |
| SIMEONE, THOMAS, RUDOLPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SIMEONE, THOMAS, RUDOLPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, A | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SLUTSKY, LORIE, ANN | I | DIRECTOR | NA | Control |
| SMITH, ALAN, WRIGHT | I | DIRECTOR OF ABC | NA | Control |
| SMITH, ALAN, WRIGHT | I | DIRECTOR OF ABC | NA | Control |
| SMITH, ALAN, WRIGHT | I | DIRECTOR OF ABC | NA | Control |
| SMITH, ALAN, WRIGHT | I | DIRECTOR OF ABC | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| SPRULES, KARL, K | I | CHIEF OPERATING OFFICER | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| STONEHILL, CHARLES, GERALD THOROTON | I | ABC DIRECTOR | NA | Control |
| TAGGART, RICHARD, GREGG | I | EXECUTIVE VICE PRESIDENT OF ABC | NA | Control |
| TENCZA, GREGORY, JOHN | I | EXECUTIVE VICE PRESIDENT OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| THIMANN, CHRISTIAN | I | DIRECTOR OF ABC | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR OF ACMC | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR OF ACMC | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOBIN, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TOUB, CHRISTOPHER, MOUSSA | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR OF ACMC | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR OF ACMC | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| TULIN, STANLEY BERNARD | I | DIRECTOR | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, P. | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, PIETER | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, PIETER | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, PIETER | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| VAN BRUGGE, ROBERT, PIETER | I | CEO OF SANFORD C. BERNSTEIN & CO., LLC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD, KENYON | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD, KENYON | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD, KENYON | I | DIRECTOR OF ABC | NA | Control |
| WALTHALL, TODD, KENYON | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEINREICH, JOSHUA, ABRAHAM | I | DIRECTOR OF ABC | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WEISENSEEL, JOHN, CHARLES | I | SVP/CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS OF ACMC | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS OF ACMC | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS | NA | Control |
| WILLIAMS, DAVE, HARRELL | I | CHAIRMAN EMERITUS | NA | Control |
| ZOELLICK, ROBERT | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| ZOELLICK, ROBERT, BRUCE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| ZOELLICK, ROBERT, BRUCE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| ZOELLICK, ROBERT, BRUCE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| ZOELLICK, ROBERT, BRUCE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| ZOELLICK, ROBERT, BRUCE | I | CHAIRMAN AND DIRECTOR OF ABC | NA | Control |
| narayandas, das | I | DIRECTOR OF ABC | NA | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNIT HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| ALPHA UNITS HOLDINGS, INC. | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | 100% SHAREHOLDER | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% S/H OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% S/H OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| EQUITABLE HOLDINGS LLC ("EHLLC") | DE | 100% SHAREHOLDER OF REGISTRANT | E | Control |
| FAY, SHARON ELLEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| FAY, SHARON ELLEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| FAY, SHARON ELLEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| FAY, SHARON ELLEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| FAY, SHARON, ELLEN | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| FAY, SHARON, ELLEN | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| GORDON, MARK RICHARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GORDON, MARK RICHARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GORDON, MARK RICHARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GORDON, MARK RICHARD | I | EXECUTIVE VICE PRESIDENT | A | Control |
| GORDON, MARK, RICHARD | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| GORDON, MARK, RICHARD | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| MASTERS, SETH JAMES | I | EXECUTIVE VICE PRESIDENT | A | Control |
| MASTERS, SETH JAMES | I | EXECUTIVE VICE PRESIDENT | A | Control |
| MASTERS, SETH JAMES | I | EXECUTIVE VICE PRESIDENT | A | Control |
| MASTERS, SETH JAMES | I | EXECUTIVE VICE PRESIDENT | A | Control |
| MASTERS, SETH, JAMES | I | SENIOR VICE PRESIDENT OF ACMC | A | Control |
| MASTERS, SETH, JAMES | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| PHLEGAR, JEFFREY SCOTT | I | EXECUTIVE VICE PRESIDENT | A | Control |
| PHLEGAR, JEFFREY SCOTT | I | EXECUTIVE VICE PRESIDENT | A | Control |
| PHLEGAR, JEFFREY SCOTT | I | EXECUTIVE VICE PRESIDENT | A | Control |
| PHLEGAR, JEFFREY SCOTT | I | EXECUTIVE VICE PRESIDENT | A | Control |
| PHLEGAR, JEFFREY, SCOTT | I | SENIOR VICE PRESIDENT OF ACMC | A | Control |
| PHLEGAR, JEFFREY, SCOTT | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| STEYN, DAVID | I | SENIOR VICE PRESIDENT OF ACMC | A | Control |
| STEYN, DAVID A. | I | EXECUTIVE VICE PRESIDENT | A | Control |
| STEYN, DAVID A. | I | EXECUTIVE VICE PRESIDENT | A | Control |
| STEYN, DAVID A. | I | EXECUTIVE VICE PRESIDENT | A | Control |
| STEYN, DAVID A. | I | EXECUTIVE VICE PRESIDENT OF ACMC | A | Control |
| STEYN, DAVID, ANDREW | I | EXECUTIVE VICE PRESIDENT | A | Control |
| STEYN, DAVID, ANDREW | I | CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES | DE | ALPHA UNIT HOLDINGS, INC. | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | EHLLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | ACMC, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| AXA, S.A. | FE | AXA AMERICA HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | FE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | ALPHA UNITS HOLDINGS, INC. | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES | DE | EHLLC | E | Control |
| AXA S.A. | FE | ALPHA UNIT HOLDINGS, INC. | C | Control |
| AXA S.A. | FE | ALPHA UNIT HOLDINGS, INC. | C | Control |
| AXA S.A. | FE | ALPHA UNIT HOLDINGS, INC. | C | Control |
| AXA S.A. | FE | ALPHA UNIT HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jun 17, 2025 REGISTERED
Notice Filings (1)
TN
Address
1345 AVENUE OF THE AMERICASNEW YORK, NY 10105
United States
Phone: 212-969-1000