FINANCIAL ASSET MANAGEMENT LTD
CRD #107452 SEC #801-38610 SEATTLE, WA 206-441-6644
SEC Registered
Total AUM
$49.4M
Discretionary
$47.7M
Employees
10
Clients
101
Accounts
272
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 22, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAMRE, KATHRYN, CARLEEN | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| MCALEE, TAREK, ALAN | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| MCALEE, TAREK, ALAN | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| MCALEE, TAREK, ALAN | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| STEPHENS, CINNAMON | I | CHIEF LEGAL OFFICER | NA | |
| STEPHENS, CINNAMON | I | CHIEF LEGAL OFFICER | NA | |
| STEPHENS, CINNAMON | I | CHIEF LEGAL OFFICER | NA | |
| STEPHENS, CINNAMON | I | CHIEF LEGAL OFFICER | NA | |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT, CEO, CFO | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT, CEO, CFO | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT, CEO, CFO | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT, CEO, CFO | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT | E | Control |
| STEPHENS, SUSAN, SMITH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 22, 2005 REGISTERED
Notice Filings (4)
CA OR TX WA
Address
2003 WESTERN AVE STE 660SEATTLE, WA 98121
USA
Phone: 206-441-6644