NIAGARA INVESTMENT ADVISORS INC
CRD #107453 SEC #801-47060 AMHERST, NY 716-636-7400
SEC Registered
Total AUM
$190.4M
Discretionary
$175.9M
Employees
10
Clients
0
Accounts
280
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECK, JEREMY, BRIGGS | I | INVESTMENT OFFICER | NA | |
| BUNZEL, LINDA, SUE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CANTARA, III, DANIEL, A. | I | BOARD OF DIRECTORS | NA | Control |
| DEMSKE, MARY, COLLINS | I | PRESIDENT AND CHEIF EXECUTIVE OFFICER | NA | Control |
| DINTINO, JR, DANIEL, A. | I | BOARD OF DIRECTORS/TREASURER | NA | Control |
| FREY, GREGORY, E. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KOLKMEYER, PAUL, J. | I | BOARD OF DIRETORS | NA | Control |
| KUNDA, WILLIAM, J | I | VICE PRESIDENT | NA | |
| MURPHY, ROBERT, A. | I | SECRETARY | NA | |
| NIAGARA BANCORP, INC. | DE | 100% OWNER OF FIRST NIAGARA BANK | NA | Control |
| STEINWACHS, DARLENE, V. | I | VICE PRESIDENT | NA | Control |
| SWAN, WILLIAM, E. | I | BOARD OF DIRECTORS | NA | Control |
| FIRST NIAGARA BANK | DE | 100% OWNER OF NIAGARA INVESTMENT ADVISORS | E | Control |
Registrations
Federal
IA
Mar 21, 2002 REGISTERED
Notice Filings (7)
CT FL MA MI NJ NY OH
Address
25 NORTH POINTE PARKWAY, SUITE 40N/A
AMHERST, NY 14228
USA
Phone: 716-636-7400