WINDSOR FINANCIAL GROUP LLC
CRD #107462 SEC #801-55485 MINNEAPOLIS, MN 612-347-7979
SEC Registered
Total AUM
$539M
Discretionary
$539M
Employees
12
Clients
101
Accounts
801
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESTLICK, ROBERT, BRIGGS | I | MEMBER | NA | |
| ESTLICK, ROBERT, BRIGGS | I | MEMBER | NA | |
| ESTLICK, ROBERT, BRIGGS | I | MEMBER | NA | |
| ESTLICK, ROBERT, BRIGGS | I | MEMBER | NA | |
| ESTLICK, ROBERT, BRIGGS | I | MEMBER | NA | |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | CHIEF MANAGER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| ESTLICK, TYRON, KENT | I | FOUNDER/GOVERNOR | NA | Control |
| GUTZKE, DAIVD, ALBERT | I | COO/SR. VICE PRES/GOVERNOR | NA | Control |
| GUTZKE, DAIVD, ALBERT | I | COO/SR. VICE PRES/GOVERNOR | NA | Control |
| GUTZKE, DAIVD, ALBERT | I | COO/SR. VICE PRES/GOVERNOR | NA | Control |
| GUTZKE, DAIVD, ALBERT | I | COO/SR. VICE PRES/GOVERNOR | NA | Control |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| KOCH, DAVID, OWEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
| FINANCIAL INVESTORS GROUP OF MINNESOTA, INC. | DE | PARENT CORP | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| ALBRECHT, TONY, JOHN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| KOCH, DAVID, OWEN | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC | F | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | D | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | C | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | C | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | C | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | C | Control |
| ESTLICK, TYRON, KENT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA INC. | C | Control |
| GUTZKE, DAIVD, ALBERT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA | C | Control |
| GUTZKE, DAIVD, ALBERT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA | C | Control |
| GUTZKE, DAIVD, ALBERT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA | C | Control |
| GUTZKE, DAIVD, ALBERT | I | FINANCIAL INVESTORS GROUP OF MINNESOTA | C | Control |
Registrations
Federal
IA
Apr 10, 2017 REGISTERED
Notice Filings (20)
AZ CA CO FL IA IL KS LA MA MN MO ND NE NH NM NV OK SD TX WI
Address
333 SOUTH 7TH STREETSUITE 2900
MINNEAPOLIS, MN 55402
United States
Phone: 612-347-7979