SANDERS FINANCIAL MANAGEMENT, INC.
CRD #107464 SEC #801-45370 NORCROSS, GA 770-448-5111
SEC Registered
Total AUM
$192.7M
Discretionary
$181.4M
Employees
11
Clients
1
Accounts
902
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARGOLIS, JON, M. | I | SHAREHOLDER | NA | |
| MARGOLIS, JON, M. | I | SHAREHOLDER | NA | |
| MARGOLIS, JON, M. | I | SHAREHOLDER | NA | |
| MARGOLIS, JON, M. | I | SHAREHOLDER | NA | |
| MARGOLIS, JON, M. | I | SHAREHOLDER | NA | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | NA | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | NA | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | NA | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | NA | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | NA | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | NA | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | NA | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | NA | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | NA | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | NA | |
| SANDERS, EMILY | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | PRESIDENT, DIRECTOR | E | Control |
| SANDERS, EMILY, C | I | CHAIRMAN, CEO | E | Control |
| MALCOLM, OWEN, HAYES | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| MALCOLM, OWEN, HAYES | I | CHIEF COMPLIANCE OFFICER | A | Control |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | A | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | A | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | A | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | A | |
| SANDERS, ASHLEY, B. | I | SHAREHOLDER | A | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | A | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | A | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | A | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | A | |
| SANDERS, SHAWN, A. | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 26, 2012 REGISTERED
Notice Filings (4)
CA FL GA TX
Address
5550 TRIANGLE PARKWAYSUITE 300
NORCROSS, GA 30092
United States
Phone: 770-448-5111