RIA Intelligence

WESTAM (USA) LTD.

CRD #107471 SEC #801-38015 ADDISON, TX 972-866-7880
SEC Registered
Total AUM
$291.9M
Discretionary
$289.6M
Employees
--
Clients
--
Accounts
17

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 3, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAUDELL, GREGORY, KIHEAD OF NORTH AMERICA OPERATIONS/NON-OWNERNA Control
CAUDELL, GREGORY, KIHEAD OF NORTH AMERICA OPERATIONSNA Control
CAUDELL, GREGORY, KIHEAD OF NORTH AMERICA OPERATIONSNA Control
CAUDELL, GREGORY, KIHEAD OF NORTH AMERICA OPERATIONS/NON-OWNERNA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIMANAGING DIRECTOR, HEAD OF COMPLIANCE/NON-OWNERNA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIMANAGING DIRECTOR, HEAD OF COMPLIANCE/NON-OWNERNA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
PORTES, SUSAN, LIFSEYIHEAD OF COMPLIANCENA Control
SZIRMAI, STEPHAN, LADISLAUSIHEAD OF NORTH AMERICA OPERATIONSNA Control
SZIRMAI, STEPHAN, LADISLAUSIHEAD OF NORTH AMERICA OPERATIONSNA Control
SZIRMAI, STEPHAN, LADISLAUSIHEAD OF NORTH AMERICA OPERATIONSNA Control
SZIRMAI, STEPHAN, LADISLAUSIHEAD OF NORTH AMERICA OPERATIONSNA Control
SZIRMAI, STEPHAN, LADISLAUSIHEAD OF NORTH AMERICA OPERATIONSNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINERICIO INTERNATIONAL EQUITIESNA Control
TRILTSCH, REINER, MARIAICIO INTERNATIONAL EQUITIES/NON-OWNERNA Control
TRILTSCH, REINER, MARIAICIO INTERNATIONAL EQUITIES/NON-OWNERNA Control
VORBACH, MARK, ADRIANIREGIONAL CHIEF EXECUTIVE OFFICER FOR NORTH AMERICA/NON-OWNERNA Control
VORBACH, MARK, ADRIANIREGIONAL CHIEF EXECUTIVE OFFICER FOR NORTH AMERICA/NON-OWNERNA Control
DUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTAM HOLDING GMBHFELIMITED PARTNERD Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFELIMITED PARTNERD Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFELIMITED PARTNERD Control
DUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHFESOLE OWNER OF TULL, DOUD, MARSH AND TRILTSCH, INC.C Control
TULL, DOUD, MARSH AND TRILTSCH, INC.DEGENERNAL PARTNERC Control
TULL, DOUD, MARSH AND TRILTSCH, INC.DEGENERNAL PARTNERC Control
TULL, DOUD, MARSH AND TRILTSCH, INC.DEGENERNAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERNAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERNAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERNAL PARTNERC Control
WESTAM (USA) GENERAL PARTNER, INC.DEGENERNAL PARTNERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WESTDEUTSCHE LANDESBANK GIROZENTRALEFEDUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHE Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFEDUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHE Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFEWESTAM HOLDING GMBHE Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFEDUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHE Control
WESTDEUTSCHE LANDESBANK GIROZENTRALEFEDUSSKAPITAL VIERZEHN BETEILIGUNGSGESELLSCHAFT MBHE Control
WESTLB AGFEWESTAM HOLDING GMBHE Control
WESTLB AGFEWESTAM HOLDING GMBHE Control
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC
WESTAM HOLDING GMBHFEWESTAM (USA) GENERAL PARTNER,INCC

Registrations

Federal

IA
Apr 3, 2002 REGISTERED

Notice Filings (2)

OK TX

Address

15303 DALLAS PARKWAY
SUITE 650
ADDISON, TX 75001
USA
Phone: 972-866-7880