FLETCHER ASSET MANAGEMENT, INC.
CRD #107478 SEC #802-79046 NEW YORK, NY 212-284-4800
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
$554.8M
Discretionary
$554.8M
Employees
11
Clients
0
Accounts
16
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| BENSON, KELL, BYRON | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| DORN, ANGELA, KATHLEEN | I | DIRECTOR | NA | Control |
| DORN, ANGELA, KATHLEEN | I | DIRECTOR | NA | Control |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| DUHALLOW FINANCIAL SERVICES, LLC | DE | HAS CONTRACTUAL RELATIONSHIP TO PROVIDE FINANCIAL SERVICES TO THE APPLICANT AND ITS CLIENTS | NA | |
| EISNER LLP | DE | AUDITORS | NA | |
| HUVANE, PATRICK, BERNARD | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KABA, MOEZ, MANSOOR | I | DIRECTOR & CORPORATE SECRETARY | NA | Control |
| KABA, MOEZ, MANSOOR | I | DIRECTOR & CORPORATE SECRETARY | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KIELY, DENIS, JOSEPH | I | DIRECTOR | NA | Control |
| KOZLOFF, BURT, LOUIS | I | DIRECTOR | NA | Control |
| MCCARVILLE, MICHAEL, THOMAS | I | SECRETARY | NA | Control |
| MCCARVILLE, MICHAEL, THOMAS | I | SECRETARY | NA | Control |
| SAUNDERS, FLOYD, EUGENE | I | CORPORATE SECRETARY | NA | |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHOWS, JAY, BARRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| TURNER, STEWART, ALAN | I | DIRECTOR | NA | Control |
| WHITE, KARL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WHITE, KARL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT, SECRETARY AND DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| ZAYFERT, PETER, MICHAEL | I | EXECUTIVE VICE PRESIDENT & DIRECTOR OF TRADING | NA | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| FLETCHER, ALPHONSE | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
ERA
Jan 2, 2014 REGISTERED
Notice Filings (1)
NY
Address
48 WALL STREET4TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-284-4800