PHOENIX INVESTMENT PARTNERS, LTD.
CRD #107481 SEC #801-47829 HARTFORD, CT 860-403-5000
SEC Registered
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| DRIESSEN, ROBERT, STEVEN | I | VICE PRESIDENT, COMPLIANCE OFFICER | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, SECRETARY & COUNSEL | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, SECRETARY & COUNSEL | NA | |
| FIONDELLA, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| FIONDELLA, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| FIONDELLA, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| FIONDELLA, ROBERT, WILLIAM | I | DIRECTOR | NA | |
| HAYLON, MICHAEL, EDWARD | I | EVP & CIO | NA | Control |
| HAYLON, MICHAEL, EDWARD | I | EVP & CIO | NA | Control |
| KEARNEY, MICHAEL, A. | I | SENIOR VICE PRESIDENT | NA | |
| KEARNEY, MICHAEL, A. | I | SENIOR VICE PRESIDENT | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | CHAIRMAN, DIRECTOR & CEO | NA | Control |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR | NA | |
| MCLOUGHLIN, PHILIP, ROBERT | I | CHAIRMAN, DIRECTOR & CEO | NA | Control |
| MCLOUGHLIN, PHILIP, ROBERT | I | DIRECTOR | NA | |
| MOYER, WILLIAM, RALPH | I | EVP & CFO | NA | Control |
| MOYER, WILLIAM, RALPH | I | EVP & CFO | NA | Control |
| RUDDEN, ELIZABETH, ANN | I | VICE PRESIDENT, HR | NA | |
| RUDDEN, ELIZABETH, ANN | I | VICE PRESIDENT, HR | NA | |
| SHARRY, JOHN, FRANCIS | I | PRESIDENT, RETAIL | NA | |
| SHARRY, JOHN, FRANCIS | I | PRESIDENT, RETAIL | NA | |
| STEENBURG, THOMAS, NELSON | I | SR. VICE PRESIDENT | NA | |
| STEENBURG, THOMAS, NELSON | I | SR. VICE PRESIDENT | NA | |
| YOUNG, DONA, DAVIS | I | DIRECTOR | NA | |
| YOUNG, DONA, DAVIS | I | DIRECTOR | NA | |
| THE PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | DIRECT SHAREHOLDER | D | Control |
| THE PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | DE | DIRECT SHAREHOLDER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
| THE PHOENIX COMPANIES, INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY, INC. | E | Control |
Registrations
Federal
IA
Oct 29, 2001 REGISTERED
Address
56 PROSPECT STREETHARTFORD, CT 06115-0480
USA
Phone: 860-403-5000