ROGER H. JENSWOLD & CO., INC.
CRD #107484 SEC #801-43638 HOUSTON, TX 713-260-9000
SEC Registered
Total AUM
$78M
Discretionary
$78M
Employees
1
Clients
0
Accounts
77
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| GUMBINER, SUSAN, L. | I | VICE PRESIDENT/PORTFOLIO MANAGER/ANALYST | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| JAROSKI, EDWARD, LEONARD | I | CHAIRMAN/PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE/CHAIRMAN | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | CHAIRMAN/PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | CHAIRMAN/PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | CHAIRMAN/PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | CHAIRMAN/PRESIDENT/CEO | NA | Control |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| MACDANIEL, SHERMAN, PAINE | I | RESIDENT MANAGER/PORTFOLIO MANAGER/ ANALYST | NA | Control |
| MACDANIEL, SHERMAN, PAINE | I | SR. VICE PRESIDENT/RESIDENT MANAGER/PORTFOLIO MANAGER/ ANALYST | NA | Control |
| MACDANIEL, SHERMAN, PAINE | I | SENIOR VICE PRESIDENT | NA | |
| MACDANIEL, SHERMAN, PAINE | I | SENIOR VICE PRESIDENT | NA | |
| MACDANIEL, SHERMAN, PAINE | I | RESIDENT MANAGER/PORTFOLIO MANAGER/ ANALYST | NA | Control |
| MACDANIEL, SHERMAN, PAINE | I | RESIDENT MANAGER/PORTFOLIO MANAGER/ ANALYST | NA | Control |
| MACDANIEL, SHERMAN, PAINE | I | SENIOR VICE PRESIDENT | NA | |
| MACDANIEL, SHERMAN, PAINE | I | SENIOR VICE PRESIDENT | NA | |
| MACDANIEL, SHERMAN, PAINE | I | SENIOR VICE PRESIDENT | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER/SR VP/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| NUNN, RICHARD, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| PFLUGER, RAYMOND, CLARK | I | DIRECTOR | NA | |
| PFLUGER, RAYMOND, CLARK | I | DIRECTOR | NA | |
| PFLUGER, RAYMOND, CLARK | I | DIRECTOR | NA | |
| PFLUGER, RAYMOND, CLARK | I | DIRECTOR | NA | Control |
| PIERCE, ALEXANDER, WEBSTER | I | CHIEF OPERATING OFFICER/PORTFOLIO MANAGER/ANALYST | NA | Control |
| PIERCE, ALEXANDER, WEBSTER | I | SR VICE PRESIDENT/PORTFOLIO MANAGER/ANALYST | NA | Control |
| PIERCE, ALEXANDER, WEBSTER | I | CHIEF OPERATING OFFICER/PORTFOLIO MANAGER/ANALYST | NA | Control |
| PIERCE, ALEXANDER, WEBSTER | I | CHIEF OPERATING OFFICER/PORTFOLIO MANAGER/ANALYST | NA | Control |
| PIERCE, ALEXANDER, WEBSTER | I | SENIOR VICE PRESIDENT/PORTFOLIO MANAGER/ANALYST | NA | |
| PLASTER, JANET, CAROL | I | VICE PRESIDENT/TRADING | NA | |
| POUNS, STEPHEN, HAROLD | I | VICE PRESIDENT/PORTFOLIO MANAGER/ANALYST | NA | |
| SEVERSON, SHELLEY, ANNE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| SEVERSON, SHELLEY, ANNE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| SEVERSON, SHELLEY, ANNE | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| STONER, MARYANNE, JUDITH | I | COMPLIANCE OFFICER | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| JENSWOLD, ROGER, HENRY | I | CHAIRMAN | D | Control |
| JENSWOLD, ROGER, HENRY | I | CHAIRMAN | D | Control |
| JENSWOLD, ROGER, HENRY | I | CHAIRMAN | D | Control |
| JENSWOLD, ROGER, HENRY | I | CHAIRMAN | D | Control |
| CODY, CLAUDE, CARR | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST/CHIEF COMPLIANCE OFFICER | C | Control |
| CODY, CLAUDE, CARR | I | CO-CHAIRMAN/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PORTFOLIO MGR/ANALYST | C | Control |
| CODY, CLAUDE, CARR | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST/CHIEF COMPLIANCE OFFICER | C | Control |
| CODY, CLAUDE, CARR | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST/CHIEF COMPLIANCE OFFICER | C | Control |
| CODY, MELVILLE, LOCKETT | I | CO-CHAIRMAN/PORTFOLIO MGR/ANALYST | C | Control |
| MEAGHER, MICHAEL, ALAN | I | PRESIDENT/ PORTFOLIO MANAGER/ANALYST | C | Control |
| CODY, MELVILLE, LOCKETT | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST | B | Control |
| CODY, MELVILLE, LOCKETT | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST | B | Control |
| CODY, MELVILLE, LOCKETT | I | VICE CHAIRMAN/PORTFOLIO MGR/ANALYST | B | Control |
| JENSWOLD, ROGER, HENRY | I | CHAIRMAN EMERITUS | B | Control |
| MACDANIEL, SHERMAN, PAINE | I | RESIDENT MANAGER/PORTFOLIO MANAGER/ ANALYST | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
Registrations
Federal
IA
Mar 1, 2012 REGISTERED
Notice Filings (2)
LA TX
Address
3700 WEST SAM HOUSTON PARKWAY SOUTHSUITE 250
HOUSTON, TX 77042
United States
Phone: 713-260-9000