RUGGAARD & ASSOCIATES, LLC
Legal name: RUGGAARD & ASSOCIATES
CRD #107489 SEC #801-43618 HUDSON, OH (330) 487-5888
SEC Registered
Total AUM
$346.9M
Discretionary
$332.3M
Employees
11
Clients
51
Accounts
945
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAY, JOHN, DEAN | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| MAY, JOHN, DEAN | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SLEETER, DAVID, ADAM | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| SLEETER, DAVID, ADAM | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | NA | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | PRESIDENT, CO-PORTFOLIO MANAGER | E | Control |
| RUGGAARD, RANDALL, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS INC. | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| RM GROUP HOLDINGS LLC | DE | MEMBER | C | Control |
| J 3 CAPITAL, LLC | DE | MEMBER | B | |
| J 3 CAPITAL, LLC | DE | MEMBER | B | |
| MAY III, JOHN, DEAN | I | CO-PORTFOLIO MANAGER | B | |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| MAY III, JOHN, DEAN | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| RUGGAARD, RYAN, PHILIP | I | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | B | Control |
| SANDY BAY, LLC | DE | MEMBER | B | Control |
| SANDY BAY, LLC | DE | MEMBER | B | Control |
| SANDY BAY, LLC | DE | MEMBER | B | Control |
| SANDY BAY, LLC | DE | MEMBER | B | Control |
| SANDY BAY, LLC | DE | MEMBER | B | Control |
| SLEETER, DAVID, ADAM | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | MEMBER, VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
| SLEETER, DAVID, ADAM | I | VICE PRESIDENT, CO-PORTFOLIO MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS INC. | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS LLC | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS LLC | E | Control |
| RUGGAARD, RANDALL, PAUL | I | RM GROUP HOLDINGS LLC | E | Control |
| SLEETER, DAVID, ADAM | I | SANDY BAY, LLC | E | Control |
| SLEETER, DAVID, ADAM | I | SANDY BAY, LLC | E | Control |
| SLEETER, DAVID, ADAM | I | SANDY BAY, LLC | E | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
| MAY III, JOHN, DEAN | I | RM GROUP HOLDINGS INC. | C | Control |
Registrations
Federal
IA
Jul 3, 2025 REGISTERED
Notice Filings (12)
AZ CO FL IL LA MO NC NE OH SC TX VA
Address
110 W STREETSBORO ST.SUITE 1A
HUDSON, OH 44236
United States
Phone: (330) 487-5888