SWEETWATER INVESTMENTS INC
CRD #107493 SEC #801-35176 REDMOND, WA 425.861.0112
SEC Registered
Total AUM
$465.4M
Discretionary
$347.9M
Employees
7
Clients
101
Accounts
226
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| MILLER, DARYL, KIM | I | DIRECTOR OF FINANCIAL PLANNING | NA | |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| GIBB, DENNIS, ROBERT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| BAKER, MICHAEL, MCCREDY | I | MANAGING DIRECTOR | B | Control |
| BAKER, MICHAEL, MCCREDY | I | MANAGING DIRECTOR | B | Control |
| BAKER, MICHAEL, MCCREDY | I | MANAGING DIRECTOR | B | Control |
Registrations
Federal
IA
Mar 25, 2018 REGISTERED
Notice Filings (2)
CT WA
Address
8561 154TH AVENUE NESUITE 270
REDMOND, WA 98052
United States
Phone: 425.861.0112