SIMPSON ALAN CARTER
Legal name: SIMPSON INVESTMENT COUNSEL
CRD #107499 SEC #801-49770 LEXINGTON, MA 781-863-0250
SEC Registered
Total AUM
$66.8M
Discretionary
$19.7M
Employees
1
Clients
11
Accounts
97
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
| SIMPSON, ALAN, CARTER | I | PRESIDENT,CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 16, 2012 REGISTERED
Notice Filings (1)
MA
Address
9 GRAPEVINE AVESTE 2
LEXINGTON, MA 02421-7934
United States
Phone: 781-863-0250