CAPITAL ASSET CARE INC
CRD #107526 SEC #801-48409 EAGAN, MN 651-662-8383
SEC Registered
Total AUM
$234.1M
Discretionary
$234.1M
Employees
5
Clients
--
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, MARK, WILLIAM | I | DIRECTOR, PRESIDENT & CEO OF AWARE INTEGRATED, INC. | NA | Control |
| BANKS, MARK, WILLIAM | I | DIRECTOR, PRESIDENT & CEO OF AWARE INTEGRATED, INC. | NA | Control |
| BANKS, MARK, WILLIAM | I | DIRECTOR, PRESIDENT & CEO OF AWARE INTEGRATED, INC. | NA | Control |
| HAVICAN, ARTHUR, WILLIAM | I | TREASURER | NA | Control |
| HAVICAN, ARTHUR, WILLIAM | I | TREASURER | NA | Control |
| JOHNSTON, SCOTT, DENNIS | I | SECRETARY | NA | Control |
| JOHNSTON, SCOTT, DENNIS | I | SECRETARY | NA | Control |
| JOHNSTON, SCOTT, DENNIS | I | SECRETARY | NA | Control |
| LOOSBROCK, STEVEN | I | PRESIDENT & CEO | NA | Control |
| NELSON, NANCY, FLEMING | I | DIRECTOR | NA | Control |
| NELSON, NANCY, FLEMING | I | DIRECTOR | NA | Control |
| NELSON, NANCY, FLEMING | I | DIRECTOR, CHAIRPERSON | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| ORNER, JOHN, EDWIN | I | PRESIDENT AND CHIEF INVESTMENT OFFICER, CCO | NA | Control |
| PETERSON, TIMOTHY, MONNIER | I | DIRECTOR, CHAIRPERSON | NA | Control |
| PETERSON, TIMOTHY, MONNIER | I | DIRECTOR, CHAIRPERSON | NA | Control |
| ROCHAT, JAMES | I | CHIEF INVESTMENT OFFICER & TREASURER | NA | Control |
| SCHULTZ, TIMOTHY, ALLEN | I | DIRECTOR | NA | Control |
| SCHULTZ, TIMOTHY, ALLEN | I | DIRECTOR | NA | Control |
| SCHULTZ, TIMOTHY, ALLEN | I | DIRECTOR | NA | Control |
| AWARE INTEGRATED, INC., A MINNESOTA NONPROFIT CORPORATION | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC., A MINNESOTA NONPROFIT CORPORATION | DE | PARENT CORPORATION | E | Control |
| AWARE INTEGRATED, INC., A MINNESOTA NONPROFIT CORPORATION | DE | PARENT CORPORATION | E | Control |
Registrations
Federal
IA
Mar 26, 2007 REGISTERED
Notice Filings (1)
MN
Address
3535 BLUE CROSS ROADEAGAN, MN 55122-1154
USA
Phone: 651-662-8383