FMA ADVISORY INC
CRD #107529 SEC #801-37341 HARRISBURG, PA 717-232-8850
SEC Registered
Total AUM
$484.9M
Discretionary
$474.3M
Employees
5
Clients
26
Accounts
1,141
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 23, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR | NA | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| EHRIG, SCOTT, DAVID | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| MILTENBERGER, DONNA, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINANCIAL MANAGEMENT ASSOCIATES | DE | PARENT COMPANY | E | Control |
| FINANCIAL MANAGEMENT ASSOCIATES | DE | PARENT COMPANY | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| LABELLA, PETER, JOSEPH | I | PRINCIPAL | E | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| CAPLAN, ROBERT, ETHAN | I | VP/SECRETARY/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| LABELLA, PETER, JOSEPH | I | PRESIDENT/DIRECTOR | D | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER | B | Control |
| KLOBUSICKY, JOHN, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAPLAN, ROBERT, ETHAN | I | FINANCIAL MANAGEMENT ASSOCIATES | D | Control |
| CAPLAN, ROBERT, ETHAN | I | FINANCIAL MANAGEMENT ASSOCIATES | D | Control |
| LABELLA, PETER, JOSEPH | I | FINANCIAL MANAGEMENT ASSOCIATES | D | Control |
| LABELLA, PETER, JOSEPH | I | FINANCIAL MANAGEMENT ASSOCIATES | D | Control |
Registrations
Federal
IA
Aug 23, 2021 REGISTERED
Notice Filings (18)
CA CT DE FL KS MA MD MI NC NH NJ NY PA RI TX VA VT WV
Address
1631 NORTH FRONT STREETHARRISBURG, PA 17102
United States
Phone: 717-232-8850