GUERIN FINANCIAL SERVICES,LTD.
CRD #107544 SEC #801-17662 DENVER, CO 303-758-4866
SEC Registered
Total AUM
$263.6M
Discretionary
$263.6M
Employees
6
Clients
251
Accounts
1,380
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVENE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
| GUERIN, GEORGE, RAYMOND | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 29, 2016 REGISTERED
Notice Filings (13)
AZ CA CO FL GA IL LA MO NC NJ OR TX WA
Address
2755 S LOCUST ST. STE 206DENVER, CO 80222-7132
United States
Phone: 303-758-4866