DELURGIO NICHOLAS DAVID
Legal name: DIVERSIFIED FINANCIAL
CRD #107561 SEC #801-43024 SCOTTS VALLEY, CA 831-438-7223
SEC Registered
Total AUM
$48.2M
Discretionary
$0
Employees
1
Clients
0
Accounts
160
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| DELURGIO, NICHOLAS, DAVID | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 16, 2012 REGISTERED
Notice Filings (1)
CA
Address
108 WHISPERING PINES DR STE 130SCOTTS VALLEY, CA 95066-4785
United States
Phone: 831-438-7223