ASSET CONSULTING GROUP, LLC

CRD #107574 SEC #801-39372 CLAYTON, MO 314-862-4848

SEC Registered

Total AUM

$781.7M

Discretionary

$589.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 14, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRYANT, DIANE, KAY	I	DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
CHRIST, MICHAEL, JAMES	I	MANAGING DIRECTOR	NA	Control
FACTOR, JILL, SUGAR	I	CHIEF LEGAL OFFICER	NA	Control
KIRKLAND, RANDALL, LEE	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MILLS, LORI, DIANA	I	MANAGING DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	DIRECTOR	NA	Control
MUETH, DONALD, JOHN	I	VICE PRESIDENT	NA
MUETH, DONALD, JOHN	I	DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
MUETH, DONALD, JOHN	I	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER	NA	Control
NICK, KENNETH, ADAM	I	CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR	NA	Control
PULOS, JASON, CONSTANTINE	I	DIRECTOR	NA	Control
PULOS, JASON, CONSTANTINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
PULOS, JASON, CONSTANTINE	I	MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	NA	Control
REZAK, ADAM, MARC	I	CHIEF COMPLIANCE OFFICER	NA	Control
REZAK, ADAM, MARC	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUSSON, JOHN, GEORGE	I	MANAGING DIRECTOR	NA	Control
RUSSON, JOHN, GEORGE	I	MANAGING DIRECTOR	NA	Control
RUSSON, JOHN, GEORGE	I	MANAGING DIRECTOR	NA	Control
SINGH, SHAWN, RAJU	I	CHIEF COMPLIANCE OFFICER	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, DANIEL, CHRISTOPHER	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
TARLAS, GEORGE, ANTHONY	I	SENIOR MANAGING DIRECTOR	NA	Control
GUGGENHEIM PARTNERS ADVISORY COMPANY	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS ADVISORY COMPANY	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS ADVISORY COMPANY	DE	SHAREHOLDER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
GWM HOLDCO, LLC	DE	MEMBER	E	Control
MIDLAND ADVISORS CO	DE	SHAREHOLDER	E	Control
MIDLAND ADVISORS CO	DE	SHAREHOLDER	E	Control
MIDLAND ADVISORS CO	DE	SHAREHOLDER	E	Control
MIDLAND ADVISORS CO	DE	SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GUGGENHEIM MANAGER	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC.	DE	GWM HOLDCO, LLC	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	MIDLAND ADVISORS COMPANY	E	Control
GUGGENHEIM CAPITAL, LLC	DE	MIDLAND ADVISORS COMPANY	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	MIDLAND ADVISORS COMPANY	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GUGGENHEIM PARTNERS ADVISORY COMPANY	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GUGGENHEIM PARTNERS ADVISORY COMPANY	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GUGGENHEIM PARTNERS ADVISORY COMPANY	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GWM HOLDCO, LLC	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
THE GUGGENHEIM GROUP, LLC	DE	MIDLAND ADVISORS COMPANY, INC	E	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

Jul 14, 2025 REGISTERED

Notice Filings (6)

CA FL MI MO OK TX

Address

231 SOUTH BEMISTON AVENUE
14TH FLOOR
CLAYTON, MO 63105
United States

Phone: 314-862-4848