CERTUS ASSET ADVISORS CORPORATION
Legal name: CERTUS ASSET ADVISORS
CRD #107575 SEC #801-49597 SAN FRANCISCO, CA 415-399-4450
SEC Registered
Total AUM
$8.6B
Discretionary
$4.1B
Employees
--
Clients
--
Accounts
31
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 19, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMHOFF, ERIC | I | SENIOR VICE PRESIDENT, CIO | NA | |
| BAUMHOFF, ERIC | I | SENIOR VICE PRESIDENT, CIO | NA | |
| BAUMHOFF, ERIC | I | SENIOR VICE PRESIDENT, CIO | NA | |
| CONDRON, CHRISTOPHER, MARK | I | DIRECTOR | NA | Control |
| HUDSON, GUY, ANDREW | I | DIRECTOR | NA | |
| HUDSON, GUY, ANDREW | I | DIRECTOR | NA | Control |
| MCCORMISH, ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCORMISH, ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| MCCORMISH, ROBERT | I | CHAIRMAN OF THE BOARD | NA | Control |
| NAGONIAK, JOHN, JOSEPH | I | DIRECTOR | NA | |
| NAGONIAK, JOHN, JOSEPH | I | DIRECTOR | NA | |
| NAGORNIAK, JOHN, JOSEPH | I | DIRECTOR | NA | |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| O'HANLEY, RONALD, PHILIP | I | DIRECTOR | NA | Control |
| POWERS, SCOTT, FRANCIS | I | DIRECTOR | NA | |
| VANE, BRUCE, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| VANE, BRUCE, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| VANE, BRUCE, FRANK | I | SENIOR VICE PRESIDENT | NA | |
| MELLON BANK CORPORATION | DE | SHAREHOLDER | E | Control |
| MELLON BANK CORPORATION | DE | SHAREHOLDER | E | Control |
| MELLON CORPORATION | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Apr 19, 2002 REGISTERED
Notice Filings (1)
CA
Address
ONE BUSH STREET, STE. 450SAN FRANCISCO, CA 94104
USA
Phone: 415-399-4450