ALPHA INVESTMENT MANAGEMENT
CRD #107578 SEC #801-53966 CINCINNATI, OH 513-621-9400
SEC Registered
Total AUM
$44.6M
Discretionary
$44.6M
Employees
3
Clients
--
Accounts
2,081
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT / COO | NA | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MINTON, ARTHUR, JERRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESEARCH | B | Control |
| BURK, MICHAEL, RICHARD | I | DIRECTOR OF RESAEARCH | B | Control |
| EMBREE, DIANE, LYNN | I | VICE PRESIDENT | A | Control |
| SCHOMAKER, JOHN, RAYMOND | I | VICE PRESIDENT | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A | |
| SCHOMAKER, JOHN, RAYMOND | I | SHAREHOLDER | A |
Registrations
Federal
IA
Jun 29, 2020 REGISTERED
Notice Filings (44)
AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS NC NE NH NJ NM NV NY OH OK OR PA SC SD TN TX UT VA WA WI WV
Address
8549 MONTGOMERY ROADSUITE B
CINCINNATI, OH 45236
United States
Phone: 513-621-9400