RIA Intelligence

DNB NOR ASSET MANAGEMENT (US), INC.

CRD #107589 SEC #801-38030 NEW YORK, NY 212-551-9800
SEC Registered
Total AUM
$2.8B
Discretionary
$24.1M
Employees
10
Clients
--
Accounts
48

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARLSSON, STEFAN, LARSIPRESIDENT, CEO, DIRECTOR & COMPLIANCE OFFICERNA Control
CARLSSON, STEFAN, LARSIPRESIDENT, CEO & DIRECTORNA Control
CARLSSON, STEFAN, LARSIPRESIDENT, CEO & DIRECTORNA Control
DALTON, KIMBERLEY, ANNEICHIEF COMPLIANCE OFFICERNA Control
DALTON, KIMBERLEY, ANNEICHIEF COMPLIANCE OFFICERNA Control
DALTON, KIMBERLEY, ANNEIPRESIDENT, CEO, CHIEF COMPLIANCE OFFICERNA Control
DALTON, KIMBERLEY, ANNEICHIEF COMPLIANCE OFFICERNA Control
DALTON, KIMBERLEY, ANNEICHIEF COMPLIANCE OFFICERNA Control
HOLTH, KRISTINIDIRECTORNA Control
JOHANNESSEN, BARD, SMITH-MIPRESIDENT, CEONA Control
JOHANNESSEN, BARD, SMITH-MIPRESIDENT, CEONA Control
JOHANNESSEN, BARD, SMITH-MIPRESIDENT, CEONA Control
JOHANNESSEN, BARD, SMITH-MIPRESIDENT, CEONA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
JONSSON, JOHAN, ANDERSIDIRECTORNA Control
KVIST, ANDERS, B.E.IDIRECTORNA Control
KVIST, ANDERS, B.E.IDIRECTORNA Control
MARTENSON, FREDRIKIVICE PRESIDENT & HEAD OF EQUITYNA Control
MARTENSON, FREDRIKIVICE PRESIDENT & HEAD OF EQUITYNA Control
MARTENSON, FREDRIKIVICE PRESIDENTNA Control
MARTENSON, FREDRIKIVICE PRESIDENT & HEAD OF EQUITYNA Control
MARTENSON, FREDRIKIVICE PRESIDENT & HEAD OF EQUITYNA Control
MARTENSON, FREDRIKIVICE PRESIDENT & HEAD OF EQUITYNA Control
SPANG, ULF, GEORGIDIRECTORNA Control
SPANG, ULF, GEORGIDIRECTORNA Control
STEINSLAND, MORTENIVICE PRESIDENT & HEAD OF FIXED INCOMENA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
VARRAN, TORKILD, SINDREIDIRECTORNA Control
DNB ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
DNB NOR ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
DNB NOR ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
DNB NOR ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
DNB NOR ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
DNB NOR ASSET MANAGEMENT AB ("DAM-AB")FESOLE SHAREHOLDER OF APPLICANTE Control
SKANDIA INSURANCE COMPANY LTD (PUBL) ("SICL")FESOLE SHAREHOLDER OF SKHAE Control
SKANDIA INSURANCE COMPANY LTD (PUBL) ("SICL")FESOLE SHAREHOLDER OF SKHAE Control
SKANDIA KAPITALFORVALTNING AKTIEBOLAG ("SKA")FESOLE SHAREHOLDER OF APPLICANTE Control
SKANDIA KAPITALFORVALTNING AKTIEBOLAG ("SKA")FESOLE SHAREHOLDER OF APPLICANTE Control
SKANDIA KAPITALFORVALTNING HOLDING AKTIEBOLAG ("SKHA")FESOLE SHAREHOLDER OF SKAE Control
SKANDIA KAPITALFORVALTNING HOLDING AKTIEBOLAG ("SKHA")FESOLE SHAREHOLDER OF SKAE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DNB ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB FINANCIAL HOLDING ABE Control
DNB FINANCIAL HOLDING ABFEDNB KAPITALFORVALTNING HOLDING ABE Control
DNB HOLDING ASAFEDNB ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB KAPITALFORVALTNING HOLDING ABFEDNB ASSET MANAGEMENT ABE Control
DNB NOR ASAFEDNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB NOR ASAFEDNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB NOR ASAFEDNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB NOR ASAFEDNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB NOR ASAFEDNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABE Control
DNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB NOR FINANCIAL HOLDING ABE Control
DNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB NOR FINANCIAL HOLDING ABE Control
DNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB NOR FINANCIAL HOLDING ABE Control
DNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB NOR FINANCIAL HOLDING ABE Control
DNB NOR ASSET MANAGEMENT HOLDING (SWEDEN) ABFEDNB NOR FINANCIAL HOLDING ABE Control
DNB NOR FINANCIAL HOLDING ABFEDNB NOR KAPITALFORVALTNING HOLDING ABE Control
DNB NOR FINANCIAL HOLDING ABFEDNB NOR KAPITALFORVALTNING HOLDING ABE Control
DNB NOR FINANCIAL HOLDING ABFEDNB NOR KAPITALFORVALTNING HOLDING ABE Control
DNB NOR FINANCIAL HOLDING ABFEDNB NOR KAPITALFORVALTNING HOLDING ABE Control
DNB NOR FINANCIAL HOLDING ABFEDNB NOR KAPITALFORVALTNING HOLDING ABE Control
DNB NOR KAPITALFORVALTNING HOLDING ABFEDNB NOR ASSET MANAGEMENT ABE Control
DNB NOR KAPITALFORVALTNING HOLDING ASFEDNB NOR ASSET MANAGEMENT ABE Control
DNB NOR KAPITALFORVALTNING HOLDING ASFEDNB NOR ASSET MANAGEMENT ABE Control
DNB NOR KAPITALFORVALTNING HOLDING ASFEDNB NOR ASSET MANAGEMENT ABE Control
DNB NOR KAPITALFORVALTNING HOLDING ASFEDNB NOR ASSET MANAGEMENT ABE Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Address

200 PARK AVENUE, 31ST FLOOR
NEW YORK, NY 10166
United States
Phone: 212-551-9800