WHITMAN M J ADVISERS INC
CRD #107597 SEC #801-43699 NEW YORK, NY 212-888-8044
SEC Registered
Total AUM
$605.3M
Discretionary
$605.3M
Employees
--
Clients
0
Accounts
1,511
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL, SECRETARY, STOCKHOLDER OF APPLICANT | NA | |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL, SECRETARY, STOCKHOLDER OF APPLICANT | NA | |
| HALL, WILLARD, JAMES | I | GENERAL COUNSEL, SECRETARY, STOCKHOLDER OF APPLICANT | NA | |
| OTTUSCH, RAYMOND, FRANCIS | I | DIRECTOR OF COMPLIANCE/STOCKHOLDER OF APPLICANT | NA | |
| OTTUSCH, RAYMOND, FRANCIS | I | DIRECTOR OF COMPLIANCE/STOCKHOLDER OF APPLICANT | NA | |
| OTTUSCH, RAYMOND, FRANCIS | I | DIRECTOR OF COMPLIANCE/STOCKHOLDER OF APPLICANT | NA | |
| BARSE, DAVID, MICHAEL | I | PRESIDENT, COO, CEO, DIRECTOR, STOCKHOLDER OF APPLICANT | B | Control |
| BARSE, DAVID, MICHAEL | I | PRESIDENT, COO, CEO, DIRECTOR, STOCKHOLDER OF APPLICANT | B | Control |
| BARSE, DAVID, MICHAEL | I | PRESIDENT, COO, CEO, DIRECTOR, STOCKHOLDER OF APPLICANT | B | Control |
| WHITMAN, MARTIN, JACOB | I | CHAIRMAN,CIO, STOCKHOLDER OF APPLICANT | B | Control |
| WHITMAN, MARTIN, JACOB | I | CHAIRMAN,CIO, STOCKHOLDER OF APPLICANT | B | Control |
| WHITMAN, MARTIN, JACOB | I | CHAIRMAN,CIO, STOCKHOLDER OF APPLICANT | B | Control |
| CARNEY, MICHAEL, THOMAS | I | DIRECTOR,CFO, AND STOCKHOLDER OF THE APPLICANT | A | Control |
| CARNEY, MICHAEL, THOMAS | I | DIRECTOR,CFO, AND STOCKHOLDER OF THE APPLICANT | A | Control |
| CARNEY, MICHAEL, THOMAS | I | DIRECTOR,CFO, AND STOCKHOLDER OF THE APPLICANT | A | Control |
| FAULKNER, PETER, MARK | I | STOCKHOLDER OF APPLICANT | A | |
| FAULKNER, PETER, MARK | I | STOCKHOLDER OF APPLICANT | A | |
| KRAMER, ANDREW, BENNETT | I | STOCKHOLDER OF APPLICANT | A | |
| KRAMER, ANDREW, BENNETT | I | STOCKHOLDER OF APPLICANT | A | |
| KRAMER, ANDREW, BENNETT | I | STOCKHOLDER OF APPLICANT | A | |
| LIE, YANG, TERRY | I | PORTFOLIO MANAGER/STOCKHOLDER OF APPLICANT | A | |
| LIE, YANG, TERRY | I | PORTFOLIO MANAGER/STOCKHOLDER OF APPLICANT | A | |
| LIE, YANG, TERRY | I | PORTFOLIO MANAGER/STOCKHOLDER OF APPLICANT | A | |
| MARSHBURN, THOMAS, MITCHEL | I | STOCKHOLDER OF APPLICANT | A | |
| MARSHBURN, THOMAS, MITCHEL | I | STOCKHOLDER OF APPLICANT | A | |
| MARSHBURN, THOMAS, MITCHEL | I | STOCKHOLDER OF APPLICANT | A | |
| SASSO, MICHAEL, CHARLES | I | STOCKHOLDER OF APPLICANT | A | |
| SASSO, MICHAEL, CHARLES | I | STOCKHOLDER OF APPLICANT | A | |
| SASSO, MICHAEL, CHARLES | I | STOCKHOLDER OF APPLICANT | A |
Registrations
Federal
IA
Mar 26, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
767 3RD AVE 5TH FLOORNEW YORK, NY 10017-2023
USA
Phone: 212-888-8044