STURNIOLO JOSEPH S & ASSOCIATES INC
CRD #107609 SEC #801-52144 DENVER, CO 303-695-4363
SEC Registered Disclosures
Total AUM
$28.7M
Discretionary
$6.6M
Employees
6
Clients
26
Accounts
274
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARRIGAN, STEVEN, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
| STURNIOLO, JOSEPH, SYLVESTER | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 16, 2012 REGISTERED
Notice Filings (1)
CO
Address
7535 EAST HAMPDEN AVESUITE 501
DENVER, CO 80231
United States
Phone: 303-695-4363