AEGIS FINANCIAL ADVISORS INC
CRD #107629 SEC #801-38791 ALTAMONTE SPRINGS, FL 407-831-3660
SEC Registered
Total AUM
$113M
Discretionary
$1.2M
Employees
3
Clients
11
Accounts
269
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MEIER, JEROLD, ROGER | I | PRESIDENT/CCO | C | Control |
| MEIER, JEROLD, ROGER | I | PRESIDENT/CCO | C | Control |
| MEIER, JEROLD, ROGER | I | PRESIDENT | C | Control |
| MEIER, JEROLD, ROGER | I | PRESIDENT/CCO | C | Control |
| PHAM, THUONG, THIEN | I | VICE PRESIDENT FOR OPERATIONS | A | Control |
| PHAM, THUONG, THIEN | I | VICE PRESIDENT FOR OPERATIONS | A | Control |
| PHAM, THUONG, THIEN | I | VICE PRESIDENT FOR OPERATIONS | A | Control |
| PHAM, THUONG, THIEN | I | VICE PRESIDENT FOR OPERATIONS | A | Control |
Registrations
Federal
IA
Mar 26, 2015 REGISTERED
Notice Filings (1)
FL
Address
300 MAITLAND AVENUEALTAMONTE SPRINGS, FL 32701
United States
Phone: 407-831-3660