NICHOLAS ADVISORS INC
CRD #107652 SEC #801-49418 NEW YORK, NY 212-549-1836
SEC Registered
Total AUM
$20.6M
Discretionary
$11.8M
Employees
5
Clients
25
Accounts
21
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CURTIS, JAMES, L | I | PORTFOLIO MANAGER | NA | |
| LUBURICH, NANCY, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUBURICH, NANCY, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUBURICH, NANCY, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUBURICH, NANCY, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUBURICH, NANCY, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICHOLAS, JOHN, KIRBY | I | DIRECTOR | NA | |
| NICHOLAS, JOHN, KIRBY | I | DIRECTOR | NA | |
| NICHOLAS, JOHN, KIRBY | I | DIRECTOR | NA | |
| NICHOLAS, JOHN, KIRBY | I | DIRECTOR | NA | |
| NICHOLAS, JOHN, KIRBY | I | DIRECTOR | NA | |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | Control |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | Control |
| NICHOLAS, PETER, MICHAEL | I | DIRECTOR | NA | |
| OBRIEN, DANIEL, BRYCE | I | PORTFOLIO MANAGER | NA | |
| OBRIEN, DANIEL, BRYCE | I | PORTFOLIO MANAGER | NA | |
| OBRIEN, DANIEL, BRYCE | I | PORTFOLIO MANAGER | NA | |
| OBRIEN, DANIEL, BRYCE | I | PORTFOLIO MANAGER | NA | |
| OBRIEN, DANIEL, BRYCE | I | PORTFOLIO MANAGER | NA | |
| NICHOLAS, NICHOLAS, J | I | TRUSTEE | E | Control |
| NICHOLAS, NICHOLAS, J | I | TRUSTEE | E | Control |
| NICHOLAS, NICHOLAS, J | I | TRUSTEE, DIRECTOR | E | Control |
| NICHOLAS, NICHOLAS, J | I | TRUSTEE | E | Control |
| NICHOLAS, NICHOLAS, J | I | TRUSTEE, DIRECTOR | E | Control |
| NICHOLAS, RUTH, VIRGINIA LILLY | I | TRUSTEE | E | Control |
| NICHOLAS, RUTH, VIRGINIA LILLY | I | TRUSTEE | E | Control |
| NICHOLAS, RUTH, VIRGINIA LILLY | I | TRUSTEE | E | Control |
| NICHOLAS, RUTH, VIRGINIA LILLY | I | TRUSTEE | E | Control |
| NICHOLAS, RUTH, VIRGINIA LILLY | I | TRUSTEE | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| PETER M. NICHOLAS 1993 IRREVOCABLE FAMILY TRUST | DE | TRUST | E | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR | B | Control |
| ORZO, LOUISE | I | CHIEF INVESTMENT OFFICER, DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 17, 2011 REGISTERED
Notice Filings (1)
MA
Address
750 THIRD AVENUE, 9TH FLRSUITE 900
NEW YORK, NY 10017
United States
Phone: 212-549-1836