SMITH WHILEY & COMPANY
Legal name: SMITH WHILEY & CO
CRD #107655 SEC #802-101541 BLOOMFIELD, CT 860-548-2513
State Registered Exempt Reporting Private Funds
Total AUM
$91.7M
Discretionary
$91.7M
Employees
11
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNECTICUT DEVELOPMENT AUTHORITY | DE | PREFERRED STOCKHOLDER | NA | |
| CONNECTICUT DEVELOPMENT AUTHORITY | DE | PREFERRED STOCKHOLDER | NA | |
| CONNECTICUT DEVELOPMENT AUTHORITY | DE | PREFERRED STOCKHOLDER | NA | |
| CONNECTICUT DEVELOPMENT AUTHORITY | DE | PREFERRED STOCKHOLDER | NA | |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING PARTNER | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FIELDS, VENITA, ELAINE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | VICE PRESIDENT AND TREASURER | NA | Control |
| NAKHOUL, COLETTE, MARIE | I | SENIOR MANAGING PARTNER / VICE PRESIDENT AND TREASURER | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NYMAN, KURT, HILDING | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ESTATE OF ILOANI, GWENDOLYN, SMITH | I | SHAREHOLDER | E | Control |
| ESTATE OF ILOANI, GWENDOLYN, SMITH | I | SHAREHOLDER | E | Control |
| ESTATE OF ILOANI, GWENDOLYN, SMITH | I | SHAREHOLDER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| ILOANI, GWENDOLYN, SMITH | I | CHAIRPERSON, PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| PELHAM CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT IV, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT IV, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT IV, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| PELHAM CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | DE | OWNED 100% BY SMITH WHILEY & COMPANY | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT, LLC (RELYING ADVISER) | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT II, LLC (RELYING ADVISER) | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC (RELYING ADVISER) | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT II, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT II, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT II, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT II, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
| SMITH WHILEY & COMPANY | DE | OWNS 100% OF PELHAM CAPITAL MANAGEMENT III, LLC | E | Control |
Registrations
Federal
ERA
Mar 30, 2021 REGISTERED
Notice Filings (2)
CT NY
Address
24 BEAR RIDGE DRIVEBLOOMFIELD, CT 06002
United States
Phone: 860-548-2513